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1983/1984 Audit Reports I PEAT I MARWICK I I ICITY OF OKEECHOBEE, FLORIDA Financial Statements ISeptember 30, 1984 I (With Auditors' Report Thereon) I I I I I I I I I I I I I I CITY OF OKEECHOBEE, FLORIDA Financial Statements September 30, 1984 City Council Oakland Chapman Mayor, Chairman Andy Rubin Edward W. Douglas Councilmember, Vice Chairman Councilmember Richard R. Collins Oscar Thomas Councilmember Councilmember 1 Administrative Bonnie S. Thomas, CMC David Conlon City Clerk City Attorney Larry Mobley L. C. Fortner, Jr. Chief of Police Administrative Assistant and Public Utilities Director Louis K. Torrey II J. M. Westbrook 1 Chief of Fire Department Building Inspector I I I/ I 1 CITY OF OKEECHOBEE, FLORIDA Table of Contents I/I Auditors' Report Combined Balance Sheet - All Fund Types and Account Groups Combined Statement of Revenues, Expenditures, and Changes in Fund Balances - All Governmental Fund Types Combined Statement of Revenues, Expenditures, and Changes in Fund Balances - Budget and Actual - General and Special Revenue Fund Types Combined Statement of Revenues, Expenses, and Changes in 1 Retained Earnings/Fund Balances - All Proprietary Fund Types and Pension Trust Funds Combined Statement of Changes in Financial Position - All Proprietary Fund Types and Pension Trust Funds Notes to Combined Financial Statements Schedule Supplementary Information to Financial Statements: General Fund: Schedule of Revenues (Budget and Actual) 1 Schedule of Expenditures (Budget and Actual) 2 Pension Trust Funds: 11 Combining Balance Sheet 3 Combining Statement of Revenues, Expenses, and Changes in Fund Balances 4 Combining Statement of Changes in Financial Position 5 Special Revenue Fund - Federal Revenue Sharing - Statement of Revenues and Expenditures (Budget and Actual) 6 Debt Service Fund - Statement of Revenues and Expenditures 1 (Budget and Actual) Water and Sewer Enterprise Fund - Schedule of Changes in Reserve Accounts 8 Statistical Information: Summary of Insurance Coverage 9 Schedule of Assessed Values, Tax Levies and Rates -- Last Ten Years 10 Schedule of Certain Revenues and Utility Customers Last Ten Years 11 Management. Letter I I I I j PEAT Peat,Marwick, Mitchell & Co. Certified Public Accountants MARWlCK 427 North Magnolia Avenue P.O.Box 3031 Orlando,Florida 32802 I I The Honorable Mayor and Members of the City Council City of Okeechobee, Florida: I 11 We have examined the combined financial statements of the City of Okeechobee, Florida as of and for the year ended September 30, 1984, as listed in the accompanying table of contents. Our examination was made in accordance with generally accepted auditing standards and, accordingly, included such tests of the accounting records and such other auditing procedures as we considered necessary in the circumstances, except as indicated in the following paragraph. The City has not maintained adequate detail records in support of the cost of the water and sewer utility plant in service (carrying value of $3,559,324 at September 30, 1984) and land and improvements, buildings and improvements, furnishings and equipment, and rolling stock included in the general fixed assets group of accounts (carrying value of $1,601,626 at September 30, 1984) and we were unable to obtain sufficient supporting documentation to form an opinion with respect to the stated cost of these items acquired in years prior to October 1, 1981 or the accumulated depreciation applicable to the water and sewer utility plant in service at September 30, 1984 or the provision for depreciation for the year then ended. Accordingly, we are unable to express, and I we do not express an opinion on the accompanying financial statements of the proprietary fund type and the general fixed assets group of accounts. In our opinion, except that, as described in the preceding paragraph, we do not express an opinion on the proprietary fund type and general fixed assets group of accounts, the aforementioned combined financial statements present fairly the financial position of the City of Okeechobee, Florida, at September 30, 1984, 1 and the results of its operations and the changes in financial position of its fiduciary pension trust fund types for the year then ended, in conformity with generally accepted accounting principles applied on a basis consistent with that ' of the preceding year, after giving retroactive effect to the changes, with which we concur, as described in note 3 to the combined financial statements. I I I I 11 i Our examination was made for the purpose of forming an opinion on the combined I/ financial statements taken as a whole. The supplementary information included in Schedules 1 through 11, as listed in the accompanying table of contents, is presented for purposes of additional analysis and is not a required part of the combined financial statements. Such information, except for Schedules 9 through 11 which we did not audit, has been subjected to the auditing procedures applied in the examination of the combined financial statements and, in our opinion, except for Schedules 8 through 11 on which we express no opinion, is fairly stated in all material respects in relation to the combined financial statements taken as a whole. 11 December 13, 1984 I I I 11 I 11 I I I I Special Debt Wi Assets General Revenue Service and Cash, including $125,086 in interest bearing accounts $ 55,282 1 443 ( Investments 280,643 - 77,722 1,0( Receivables (less allowances for doubtful accounts) : Taxes (notes 2 and 3) 63,796 - - Customer accounts, less allowances of $1,475 18,247 - - f Due from other governmental agencies (note 3) 29,015 22,846 - Accrued interest - - - ' Due from other funds 3,198 - - Inventories 3,664 - - Restricted assets (notes 7 and 8) : Cash - - - ' Investments - - - 2( Property, plant, and equipment, net (where applicable) of accumulated depreciation (notes 4 and 5) - - - 3,5` Amount available in Debt Service Fund - - - Amount to be provided for retirement of general long-term debt - - - Total assets $ 453,845 22,847 78,165 5 0( See accompanying notes to combined financial statements. CITY OF OKEECHOBEE, FLORIDA Combined Balance Sheet All Fund Types and Account Groups September 30, 1984 Fiduciary Proprietary Funds Account Groups Governmental Fund Types Fund Employee General General Totals Special Debt Water Pension Fixed Long- (Memorandum Assets General Revenue Service and Sewer Trust Funds Assets Term Debt Only) Cash, including $125,086 in interest bearing accounts $ 55,282 1 443 88,947 35,770 - - 180,443 Investments 280,643 - 77,722 1,003,523 766,000 - - 2,127,888 Receivables (less allowances for doubtful accounts) : Taxes (notes 2 and 3) 63,796 - - - - - - 63,796 Customer accounts, less allowances of $1,475 18,247 - - 85,733 - - - 103,980 Due from other governmental agencies (note 3) 29,015 22,846 - - - - - 51,861 Accrued interest - - - 26,102 - - - 26,102 Due from other funds 3,198 - - 27,230 - - - 30,428 Inventories 3,664 - - - - - - 3,664 Restricted assets (notes 7 and 8) : Cash - - - 20,943 - - - 20,943 Investments - - - 287,651 - - - 287,651 Property, plant, and equipment, net (where applicable) of accumulated depreciation (notes 4 and 5) - - - 3,559,324 - 1,601,626 - 5,160,950 Amount available in Debt Service Fund - - - - - - 76,153 76,153 Amount to be provided for retirement of general long-term debt - - - - - - 435,173 435,173 Total assets $ 453,845 22,847 78,165 5,099,453 801,770 1,601,626 511,326 8,569,032 See accompanying notes to combined financial statements. (Continued) 2 CITY OF OKEECHOBEE, FLORIDA Combined Balance Sheet All Fund Types and Account Groups, Continued Fiduciary Proprietary Funds Account Groups Governmental Fund Types Fund Employee General General Totals Special Debt Water Pension Fixed Long- (Memorandum Liabilities and Fund Equity General Revenue Service and Sewer Trust Funds Assets Term Debt Only) Liabilities: Accounts payable $ 45,513 - - 34,287 - - - 79,800 Contracts payable - - - - - - - - Customer deposits - - - 114,312 - - - 114,312 Accrued liabilities 5,360 - - 12,920 - - 41,184 59,464 Payable from restricted assets: Accrued interest on bonds payable - - - 39,394 - - - 39,394 Current portion of bonds payable - - - 16,000 - - - 16,000 Matured bonds and interest coupons - - 2,012 - - - - 2,012 Due to other funds 30,428 - - - - - - 30,428 Deferred revenues 21,964 - - - - - - 21,964 Long-term indebtedness (note 5) - - - 1,308,984 - - 470,142 1,779,126 Total liabilities 103,265 - 2,012 1,525,897 - - 511,326 2,142,500 Fund equity: Contributed capital (note 6) - - - 2,088,921 - - - 2,088,921 Investment in general fixed assets - - - - - 1,601,626 - 1,601,626 Retained earnings: Reserved for - Revenue bond retirement (note 7) - - - 146,661 - - - 146,661 Renewal and replacement -- - - 15,000 - - - 15,000 Unreserved - - - 1,322,974 - - - 1,322,974 Fund balances: Reserved for - Employees' retirement system - - - - 801,770 - - 801,770 Debt service (note 5) - - 76,153 - - - - 76,153 Inventories 3,664 - - - - - - 3,664 Undesignated 346,916 22,847 - - - - - 369,763 Total fund equity 350,580 22,847 76,153 3,573,556 801,770 1,601,626 - 6,426,532 Total liabilities and fund equity $ 453,845 22,847 78,1 5 5,099,453 801_x770 1,601,6=2266 511,326 8,569,032 See accompanying notes to combined financial statements. a- CITY OF OKEECHOBEE, FLORIDA Combined Statement of Revenues, Expenditures, and Changes in Fund Balances - All Governmental Fund Types Year ended September 30, 1984 Totals Special Debt (Memorandum General Revenue Service Only) Revenues (note 5) : Taxes (note 3) $ 616,351 - 12,902 629,253 Intergovernmental (note 3) 534,902 91,375 - 626,277 Charges for services 248,138 - - 248,138 Licenses and permits 71,577 - - 71,577 Fines and forfeitures 22,764 - - 22,764 Interest income 34,363 3,202 9,554 47,119 Miscellaneous 31,083 - - 31,083 Total revenues 1,559,178 94,377 22,456 1,676,211 Expenditures: Public safety 795,571 - - 795,571 General government 242,113 - - 242,113 Transportation 365,619 - - 365,619 Physical environment 229,710 - - 229,710 Health, human services 18,825 - - 18,825 Parks and recreation 26,520 - - 26,520 Intragovernment service - public works 23,883 - - 23,883 Debt service: Principal retirement - - 20,000 20,000 Interest charges - - 23,143 23,143 Professional fees - - 500 500 Total expenditures 1,702,241 - 43,643 1,745,884 Excess (deficiency) of revenues over expenditures (143,063) 94,577 (21,187) (69,673) Other financing sources (uses) : Operating transfers in 158,560 - - 158,560 Operating transfers out - (158,.560) - (158,560) Total other financing sources (uses) 158,560 (158,560) - - Excess (deficiency) of revenues and other financing sources over expenditures and other uses 15,497 (63,983) (21,187) (69,673) 1 Fund balances, as restated, September 30, 1983 (note 3) 335,083 86,830 97,340 519,253 Fund balances, September 30, 1984 $ -219-' 2 2 22,847 76,153 449,580 I See accompanying notes to combined financial statements. 1 CITY OF OKEECHOBEE, FLORIDA Combined Statement of Revenues, Expenditures, and Changes in Fund Balances - Budget and Actual - General and Special Revenue Fund Types Year ended September 30, 1984 General Fund Special Revenue Totals (Memorandum Only) Variance Variance Variance Favorable Favorable Favorable Budget Actual (Unfavorable) Budget Actual (Unfavorable) Budget Actual (Unfavorable) Revenues: Taxes $ 583,400 616,351 32,951 - - - 583,400 616,351 32,951 Intergovernmental 493,400 534,902 41,502 90,000 91,375 1,375 583,400 626,277 42,877 Charges for services 213,775 248,138 34,363 - - - 213,775 248,138 34,363 Licenses and permits 39,230 71,577 32,347 - - - 39,230 71,577 32,347 Fines and forfeitures 19,750 22,764 3,014 - - - 19,750 22,764 3,014 Interest income 30,000 34,363 4,363 - 3,202 3,202 30,000 37,565 7,565 Miscellaneous 39,723 31,083 (8,640) - - - 39,723 31,083 (8,640) Total revenue 1,419,278 1,559,178 139,900 90,000 94,577 4,577 1,509,278 1,653,755 144,477 Expenditures: Public safety 793,521 795,571 (2,050) - - - 793,521 795,571 (2,050) General government 232,452 242,113 (9,661) - - - 232,452 242,113 (9,661) Transportation 375,477 365,619 9,858 - - - 375,477 365,619 9,858 Physical environment 195,000 229,710 (34,710) - - - 195,000 229,710 (34,710) Health, human services 18,825 18,825 - - - - 18,825 18,825 - Parks and recreation 34,421 26,520 7,901 - - - 34,421 26,520 7,901 Intragovernment service - public works 24,978 23,883 1,095 - - - 24,978 23,883 1,095 Total expenditures 1,674,674 1,702,241 (27,567) - - - 1,674,674 1,702,241 (27,567) Excess (deficiency) of revenues over expenditures (255,396) (143,063) 112,333 90,000 94,577 4,577 (165,396) (48,486) 116,910 Other financing sources (uses): n - - - O ..rutir. transfers in 90,000 158,560 68,560 90,000 158,560 68,560 Operating Operating transfers out - - - (90,000) (158,560) (68,560) (90,000) (158,560) (68,560) Total other financing sources (uses) 90,000 158,560 68,560 (90,000) (158,560) (68,560) - - - Excess (deficiency) of revenues and other financing sources over expenditures and other uses (165,396) 15,497 180,893 - (63,983) (63,983) (165,396) (48,486) 116,910 Fund balances, as restated, September 30, 1983 (note 3) 335,083 335,083 - 86,830 86,830 - 421,913 421,913 - Fund balances, September 30, 1984 $ 16M87 3 50,580 180.89_3 86,830 22,847 63 983) 256,517 373,427 116,910 See accompanying notes to combined financial statements. CITY OF OKEECHOBEE, FLORIDA Combined Statement of Revenues, Expenses, and Changes in Retained Earnings/Fund Balances - All Proprietary Fund Types and Employee Pension Trust Funds Year ended September 30, 1984 Fiduciary Proprietary Funds Fund Employee Total Water Pension (Memorandum and Sewer Trust Funds Only) Revenues: Charges for services $ 1,022,134 - 1,022,134 Interest income - 73,328 73,328 Contributions - 123,874 123,874 Other operating income 303 - 303 Total operating revenues 1,022,437 197,202 1,219,639 Expenses: Personal services 350,927 - 350,927 Contractual services 77,915 - 77,915 Depreciation 129,272 - 129,272 Materials and operating supplies 197,525 - 197,525 Utilities 104,254 - 104,254 Rentals and leases 580 - 580 Insurance 12,662 - 12,662 Repairs and maintenance 81,472 - 81,472 Administrative supplies and expense 6,005 - 6,005 Contribution refunds - 15,145 15,145 Retirement benefits paid - 1,371 1,371 General Fund administrative charge 60,000 - 60,000 Total operating expenses 1,020,612 16,516 1,037,128 Operating income (loss) 1,825 180,686 182,511 Nonoperating income (expense) : Interest income 110,367 - 110,367 Interest expense (43,432) - (43,432) Miscellaneous 21,312 - 21,312 Total nonoperating income, net 88,247 - 88,247 Net income 90,072 180,686 270,758 Retained earnings/fund balance, September 30, 1983 1,394,563 621,084 2,015,647 Retained earnings/fund balance, September 30, 1984 $ 161.1.§A4,21 801,770 2,2 See accompanying notes to combined financial statements. CITY OF OKEECHOBEE, FLORIDA Combined Statement of Changes in Financial Position - All Proprietary Fund Types and Pension Trust Funds Year ended September 30, 1984 Fiduciary Proprietary Funds Fund Employee Totals Water Pension (Memorandum and Sewer Trust Funds Only) Sources of working capital: Operations: Net income $ 90,072 180,686 270,758 Items not requiring working capital: Depreciation 129,272 - 129,272 Amortization of bond discount 984 - 984 Working capital provided by operations 220,328 180,686 401,014 Proceeds from bond issue 970,000 - 970,000 Decrease in current portion of bonds payable 10,000 - 10,000 Contributed capital 20,112 -- 20,112 $ 1,220,440 180,686 1,401,126 Uses of working capital: Retirement of revenue bonds 106,000 - 106,000 Acquisition of property, plant, and equipment 307,042 - 307,042 Increase in restricted assets 192,429 - 192,429 Increase in working capita1. 614,969 180,686 795,655 $ 1,220,440 180,686 1,401® Elements of net increase (decrease) in working capital: Cash 7,739 686 8,425 Investments 571,105 180,000 751,105 Accounts receivable 39,296 - 39,296 Due from otherunds 11,741 - 11,741 Accounts payable (19,344) - (19,344) Bonds payable 10,000 - 10,000 Contracts payable 42,494 - 42,494 Customers' deposits (10,553) - (10,553) Accrued liabilities (37,509) - (37,509) Increase (decrease) in working capital $ .2.1.2,A2.6:2 18 7� 95�655 4 F I I: \ See accompanying notes to combined financial statements. Ali, I .._ -...m.dill _ 11 CITY OF OKEECHOBEE, FLORIDA Notes to Combined Financial Statements iSeptember 30, 1984 I/ (1) Summary of Significant Accounting Policies The City of Okeechobee was originally incorporated in 1915 and its present charter was adopted in 1919 under Chapter 8318 of Special Acts of 1919. The City operates under the council form of government and provides the following services as authorized by its charter: public safety, public works, and culture and recreation. It is the policy of the City of Okeechobee to conform its accounting policies to generally accepted accounting principles applicable to governmental units. The following is a summary of the more significant principles and practices used in the preparation of these financial statements. (a) Basis of Presentation - Fund Accounting The accounts of the City are organized on the basis of funds or account I/ groups, each of which is considered a separate accounting entity. The operations of each fund are accounted for with a separate set of self- balancing accounts that comprise its assets, liabilities, fund balance/ 1 retained earnings, revenues, and expenditures/expenses. The various funds are summarized by type in the financial statements. The following fund types and account groups are used by the City: Governmental Fund Types Governmental Funds are those through which most governmental functions of the City are financed. The acquisition, use, and balances of the City's expendable financial resources and the related liabilities (except those accounted for in proprietary funds) are accounted for through governmental funds. The measurement focus is upon determi- nation of changes in financial position, rather than upon net income determination. The following are the City's governmental fund types. 11 General Fund The General Fund is the general operating fund of the City. It is used to account for all financial resources except those required to be accounted for in another fund. Special Revenue Fund Special Revenue Fund is used to account for the proceeds of specific revenue sources (other than special assessments, expendable trusts, or major capital projects) that are legally restricted to expenditures for specified purposes. r (Continued) 2 CITY OF OKEECHOBEE, FLORIDA Notes to Combined Financial Statements I/ (1), Continued Debt Service Funds Debt Service Funds are used to account for the accumulation of re- sources for, and the payment of, general long-term debt principal, interest, and related costs. Proprietary Fund Type 1 A Proprietary Fund is used to account for the City's ongoing organi- zations and activities which are similar to those often found in the private sector. The measurement focus is upon determination of net income. The following is the City's proprietary fund type: Enterprise Fund I/ The Enterprise Fund is used to account for operations (a) that are financed and operated in a manner similar to private business enter- 1 prises - where the intent of the governing body is that the costs (expenses, including depreciation) of providing goods or services to the general public on a continuing basis be financed or recovered primarily through user charges; or (b) where the governing body has decided that periodic determination of revenues earned, expenses incurred, and/or net income is appropriate for capital maintenance, public policy, management control, accountability, or other purposes Fiduciary Fund Type Fiduciary Funds are used to account for assets held by the City in a trustee capacity for individuals and/or other funds Trust Fund Trust Funds include pension trust funds and pension trust funds are accounted for and reported as proprietary funds since capital main- tenance is critical. The accrual basis of accounting is used by proprietary funds and pension and nonexpendable trust funds. (b) Basis of Accounting All governmental funds are accounted for using the modified accrual basis of accounting. Revenues are recognized when they become measurable and available as a resource to finance operations of the current year. Uncollected ad valorem taxes are not recorded as revenues because, although measurable, they are not available until collected. Accounts receivable for refuse collection and interest on investments are recorded as revenues as earned. (Continued) 11 3 CITY OF OKEECHOBEE, FLORIDA Notes to Combined Financial Statements I/ (1) , Continued Expenditures are generally recognized, under the modified accrual basis, in the accounting period in which the liability is incurred. Exceptions to the rule include accumulated unpaid employee vacation and sick pay, which would not normally be liquidated with expendable available re- sources within 60 days, principal and interest on general long-term debt which is recognized when due, and non-recognition of prepaid ex- penses to allocate expenditures between years. Proprietary Funds and Pension Trust Funds are accounted for on the accrual basis. Revenues are recognized when earned and expenses are recognized when they are incurred. Unbilled water and sewer utility service revenues ($27,000 at September 30, 1984) are recorded at year end. I/ (c) Budgetary Data The City enacts an annual budget, by ordinance, after conducting the 1 required public hearings. The budget adopted is on a basis consistent with the accounting principles followed by the City. Budgets presented in the accompanying financial statements include all amendments made to the original adopted budget and are in substantial compliance with generally accepted accounting principles. (d) Encumbrances Encumbrance accounting, under which purchase orders, contracts, and other commitments for the expenditure of funds are recorded in order to reserve that portion of the applicable appropriation, is employed in the governmental funds. Open encumbrances are reported as reserva- tions of fund balances since the commitments will be honored through subsequent years' budget appropriations. Encumbrances do not constitute expenditures or liabilities. As of September 30, 1984 there were no outstanding encumbrances. (e) Investments Investments, consisting of certificates of deposit, repurchase agree- ments, and money market accounts are stated at cost which approximates market. (f) Inventories Inventories of motor fuels are stated at cost determined on a first-in, first-out basis. (Continued) 11 4 CITY OF OKEECHOBEE, FLORIDA Notes to Combined Financial Statements I/ (1), Continued (g) Property, Plant, and Equipment Property, plant, and equipment acquired for general governmental pur- poses are recorded as expenditures in the General Fund and capitalized I/ at cost in the general fixed assets group of accounts. No depreciation has been provided on general fixed assets. The utility plant and equip- ment utilized in the City's water and sewer system is stated at cost. Depreciation has been provided principally at a composite rate of 2-1/2% for assets acquired prior to October 1, 1981. Assets acquired after October 1, 1981 are depreciated by the straight-line method over their estimated useful lives for periods of five to forty years. Interest costs on construction in progress for the City's sewer plant are capit- alized and added to the cost of construction and will be amortized over I/ the estimated useful life of the plant (see note 4). (h) Allocation of Administrative Charges ' Certain administrative expenses are incurred by the City's General Fund on behalf of the City's Water and Sewer Fund. The General Fund charges for these services based upon estimates of City management personnel. The reimbursement for these services is recorded as an operations ex- pense of the Water and Sewer Fund and as a reduction of financial and administrative expense of the General Fund. For 1984 these charges 1 amounted to $60,000. (i) Vacation and Sick Leave I/ Full-time and permanent employees accrue a paid vacation period ranging from six days after six months of continuous service up to 20 days after fifteen years of service. Unused vacation may be accumulated up to a maximum of thirty days. Sick leave for employees is accumulated at the rate of 12 days per year. Payment for unused sick leave upon termination of employment may be made for employees with 10 years or more of continuous service at a rate of 25% of the unused sick leave balance. I I 11 (Continued) 11 5 CITY OF OKEECHOBEE, FLORIDA Notes to Combined Financial Statements ' (1), Continued (j) Total Columns on Combined Statements The columns entitled "Totals (Memorandum Only)" included in the combined financial statements section of this report are presented only to facilitate financial analysis. These total columns are not comparable to consolidated financial information as the basic reporting entity is by fund type which utilizes differing bases of accounting. In addition, interfund eliminations have not been made in the aggregation of this data. (2) Property Taxes The City's property tax is levied each October 1 on the assessed value listed as of the prior January 1 for all real and tangible personal property located in the City. Assessed values are established by the County Property Appraiser at 100 percent of estimated market value. The assessed value for the list of October 1, 1983, upon which the 1983/84 levy was based, was $70,880,718. 1 Taxes are due no later than March 31 with discounting of taxes being offered for early payment. Discounts range from 4% if taxes are paid in November to 1% for taxes paid in February. Current tax collections for the year ended 1 September 30, 1984 were 96.3% of the tax levy. Property taxes levied for 1983/84 are recorded as receivables, net of esti- mated uncollectibles. The net receivables collected during 1983/84 and ex- pected to be collected in 1984/85 are recognized as revenues in 1983/84. Net receivables estimated to be collectible subsequent to 1984/85 are re- flected as deferred revenue. Prior year levies were recorded using these same principles, and remaining receivables are reevaluated annually. (3) Change in Recognition of General Fund Revenues Prior to October 1, 1983, the City followed the policy of recognizing certain tax and intergovernmental revenues on a cash basis. Effective October 1, 1983, the City adopted the policy of recognizing these revenues on the accrual basis to conform with generally accepted accounting principles. I I I (Continued) I I6 CITY OF OKEECHOBEE, FLORIDA Notes to Combined Financial Statements I/ (3) , Continued Fund balance as of September 30, 1983 of the General Fund has been restated to retroactively apply the accounting change as follows: Fund balance, as previously reported, September 30, 1983 $ 259,646 Add: Effect of change in recognition of franchise and utility service taxes 57,592 Effect of change in recognition of inter- 11 governmental revenues 17,845 Fund balance, as restated, September 30, 1983 $ 335,083 (4) Property, Plant, and Equipment The carrying value of property, plant, and equipment recorded in the water and sewer fund as of September 30, 1984 is summarized as follows: Utility plant in service - Balance, September 30, 1983 $ 4,546,849 Acquired during the year ended September 30, 1984 (including additions to construction-in- progress of $209,572) 307,042 I/ Total 4,853,891 Less accumulated depreciation 1,294,567 Net book value $ 3,559,324 The carrying value of property, plant, and equipment at September 30, 1984 included $2,882,243 in carrying value of assets acquired prior to October 1, 1981. Depreciation expense for the year ended September 30, 1984 was $129,272. Construction-in-progress in the amount of $341,164 at September 30, 1984 primarily represents engineering fees and capitalized interest of $41,887 associated with a new wastewater treatment facility to be constructed by the City (see note 10). I I (Continued) II II 7 CITY OF OKEECHOBEE, FLORIDA 1 Notes to Combined Financial Statements II (4), Continued II A summary of changes in General Fixed Assets for the year ended September 30, 1984 is as follows: Balance Balance IIOctober 1, 1983 Additions Retirements September 30, 1984 Land and im- 11 provements $ 664,577 96,076 - 760,653 Buildings and improvements 219,116 38,789 257,905 Furnishings and II equipment 208,680 52,391 - 261,071 Rolling stock 324,380 7,816 10,199 321,997 II Total $ 1,416,753 195,072 10,1999 1,6®O1 limmiss (5) Long-term Debt IILong-term debt as of September 30, 1984 is summarized as follows: General Long-term Debt II $480,500 original issue General Obligation Bonds, due in annual installments of $15,000 to $35,000 I through July 1, 1996 $ 320,000 Notes and capitalized lease obligation: 7% capital improvement notes to a bank, due $9,500 semiannually plus interest, II through May, 1988 secured by and payable from a pledge of the City's share of one half cent Florida State sales tax 76,000 II 8% capital improvement note to a bank, due $9,167 annually, plus interest, through 1988; collateralized by funds II other than ad valorem taxes 36,666 8.5% installment note, due $1,123 monthly including interest through January 1, 1987; secured by equipment with a II carrying value of $48,754 27,812 8.49% installment note, due $304 monthly including interest through September 15, I 1987; secured by equipment with a carrying value of $10,500 9,664 IITotal General Long-term Debt $ ,470,142, II (Continued) 1 1 8 CITY OF OKEECHOBEE, FLORIDA Notes to Combined Financial Statements I/ (5), Continued Revenue Bonds $400,000 original issue 1972 Water and Sewer Serial Bonds, due in annual installments of $5,000 to $24,000 through January 1, 2012; interest at 5% $ 354,000 $1,000,000 original issue 1983 Water and Sewer Serial Bonds, Series A, due in annual installments of $10,000 to $110,000 through January 1, 2004; interest rate of 10-1/2%; net of unamortized discount of $29,016 970,984 Total Revenue Bonds $ 1,1V1.1114 Outstanding general obligation bonds above are redeemable at the option of the City on any interest date by payment of a premium of 3 percent through 1986; 2 percent between 1986-91 and 1 percent after July 1, 1991. Interest is payable at 6.75 percent for bonds maturing through 1990; at 6.875 percent for bonds maturing 1991 through 1995, and at 6. 75 percent for bonds maturing in 1996. The 1972 water and sewer revenue bonds are secured by a pledge of the net revenues of the water and sewer system and cigarette taxes. The bonds are redeemable in whole or in part in inverse order on any interest date at par and accrued interest. 1983 Water and Sewer Revenue Bonds, Series A, are secured by a pledge of the ' net revenues of the water and sewer system, public service taxes, franchise revenues and state revenue sharing funds. The pledge of and lien on pledged funds rank on a parity with the pledge of and lien on the pledged funds to secure payment of the outstanding 1972 water and sewer revenue bonds. Bonds maturing after January 1, 1994 and prior to January 1, 2000 are redeemable by payment of a premium ranging from 3% to 1/2%. Bonds maturing after January 1, 2000 are redeemable at par. The various bond indentures contain provisions which require maintenance and flow of monies through various specific funds, minimum and maximum amounts to be maintained in various sinking funds and restricted funds. The City is in compliance with all such significant limitations and restrictions. I I (Continued) I 9 CITY OF OKEECHOBEE, FLORIDA Notes to Combined Financial Statements I/ (5), Continued In conjunction with the issuing of the 1983, Series A, Water and Sewer Revenue Bonds, the City entered into an escrow deposit agreement with Barnett Banks Trust Company, N. A. of Jacksonville, Florida for the purpose of depositing sufficient funds in escrow to provide sufficient funds to refund the re- maining principal and interest payments of the 1958 Water and Sewer Revenue Bond issue and to pay all costs associated with the management of the escrow account. The early extinguishment of debt resulted in a gain of $11,000, which is represented by the remaining carrying value of the 1958 Water and Sewer Revenue Bonds of $100,000 less the escrow deposit of $89,000. A summary of the changes in all long-term debt for the year ended Septem- ber 30, 1984 is as follows: I I I 11 I I I 11 (Continued) 1 1 10 CITY OF OKEECHOBEE, FLORIDA Notes to Combined Financial Statements (5), Continued Proprietary General Long-Term Debt Water and Sewer General Notes and Revenue Bonds Total Obligation Capitalized 1958 1972 1983A Long-Term Bonds Lease Total Series Series Series Total Debt Balance, September 30, 1983 $ 340,000 186,186 526,186 100,000 360,000 - 460,000 986,186 Additions - 20,162 20,162 - - 1,000,000 1,000,000 1,020,162 Payments during the year 20,000 56,206 76,206 100,000 6,000 - 106,000 182,206 Total 320,000 150,142 470,142 - 354,000 1,000,000 1,354,000 1,824,142 Less unamortized bond discount - - - - - 29,016 29,016 29,016 Balance, September 30, 1984 $ 320,000 150,142 470,142 - 354,000 970,984 1,324,984 1,795,126, 1 Annual principal requirements for the next five years are as follows: 1 Year ended September 30, 1985 20,000 42,706 62,706 - 6,000 10,000 16,000 78,706 1 1986 20,000 44,002 64,002 - 6,000 20,000 26,000 90,002 1987 20,000 35,269 55,269 - 7,000 20,000 27,000 82,269 1988 25,000 28,165 53,165 - 7,000 25,000 32,000 85,165 1989 25,000 - 25,000 - 7,000 25,000 32,000 57,000 Thereafter 210,000 - 210,000 - 321,000 900,000 1,221,000 1,431,000 Total $ 320,000 150,142 470,142 - 354,000 1,000,000 1,354,000 1,824,142 1 1 11 CITY OF OKEECHOBEE, FLORIDA Notes to Combined Financial Statements II (5), Continued Proprietary General Long-Term Debt Water and Sewer General Notes and Revenue Bonds Total Obligation Capitalized 1983A 1972 Long-Term Bonds Lease Total Series Series Total Debt The annual requirements to amortize all debt outstanding as of September 30, 1984, including interest payments totalling $1,868,593 are as follows: Year ended September 30, 1985 $ 41,788 53,217 95,005 114,475 23,700 138,175 233,180 1986 40,437 51,154 91,591 122,900 23,400 146,300 237,891 1987 39,087 40,104 79,191 120,800 24,100 144,900 224,091 1988 42,738 29,385 72,123 123,438 23,750 147,188 219,311 1989 41,050 - 41,050 120,813 23,400 144,213 185,263 1990 39,363 - 39,363 122,925 24,050 146,975 186,338 1991 37,675 - 37,675 119,775 23,650 143,425 181,100 1992 40,956 - 40,956 121,363 24,250 145,613 186,569 ' 1993 38,894 - 38,894 117,688 23,800 141,488 180,382 I 1994 36,831 - 36,831 118,750 24,350 143,100 179,931 1995 39,769 - 39,769 119,287 23,850 143,137 182,906 1996 37,362 - 37,362 119,300 24,350 143,650 181,012 1997 - - - 118,787 23,800 142,587 142,587 1998 - - - 117,750 24,250 142,000 142,000 1999 - - - 116,187 23,650 139,837 139,837 2000 = _ - 118,837 24,050 142,887 142,887 2001 - _ - 115,700 23,400 139,100 139,100 2002 - - - 116,775 23,750 140,525 140,525 2003 - - - 116,800 23,050 139,850 139,850 2004 - - - 115,775 23,350 139,125 139,125 2005 - - - - 22,600 22,600 22,600 2006 - - _ - 22,850 22,850 22,850 2007 - - - 23,050 23,050 23,050 2008 - - - - 23,200 23,200 23,200 2009 - - - - 23,300 23,300 23,300 2010 - - - - 24,350 24,350 24,350 2011 - - - - 24,300 24,300 24,300 2012 - - - = 25,200 25,200 25,200 Total $ 42,1&219. 173,8600 649,8100 2,378,125 664,800 3,042,925 3,692,735 i (Continued) II 12 ICITY OF OKEECHOBEE, FLORIDA IINotes to Combined Financial Statements II (6) Contributed Capital The source and additions to contributed capital are as follows: IIBalance Balance Source September 30, 1983 Additions September 30, 1984 IIConnection fees $ 246,576 20,112 266,688 Developers 338,761 - 338,761 II Federal grant 71,160 - 71,160 Local Public Works Grant 417,740 - 417,740 Federal Revenue Sharing Funds 619,572 _ 619,572 General Fund 100,000 100,000 Okeechobee Beach IIWater Association 275,000 - 275,000 Total $ 2,068,809 29_11-1Z 2 088 921 II T �� (7) Revenue Bond Reserve and Retirement Funds The 1972 and 1983, Series A, Water and Sewer Revenue Bond ordinances require, I among other things, deposits on a monthly basis, of amounts necessary to pro- vide for semi-annual interest and annual principal requirements. In addition the 1972 Revenue Bond ordinance requires a reserve of $23,400 while the 1983 I Revenue Bond ordinance requires a reserve equal to the maximum annual debt service requirement on outstanding bonds, which was $124,750 at September 30, 1984. At September 30, 1984, the amounts required and the amounts on deposit are as follows: I/ 1972 1983, Series A Revenue Bonds Revenue Bonds Total IIMaximum reserve $ 23,400 124,750 148,150 Deposits for bond principal II and interest requirements 17,775 33,750 51,525 Balance of construction funds required to be deposited in sinking fund 2,380 - 2,380 IIReserve balance - Septem- ber. 30, 1984 $ 433,,55555 158,x,500 202,055 11 At September 30, 1984 amounts included in restricted assets (cash and invest- ments) in the accompanying combined balance sheets for these requirements II totalled $283,594. II (Continued) I 13 CITY OF OKEECHOBEE, FLORIDA Notes to Combined Financial Statements (8) Revenue and Replacement Fund The 1983 Revenue Bond ordinance requires monthly deposits of $1,667 into a renewal and replacement fund until accumulated deposits total $100,000. The fund may be used for costs of extensions, enlargements, or additions to, or replacement of capital assets of the sewer system and emergency repairs. At September 30, 1984, $15,000 was required to be on deposit. Investments in- cluded as restricted assets in the accompanying combined balance sheet for the renewal and replacement fund totalled $25,000. (9) Pension Plans The City has three pension plans covering substantially all the City's regular employees. Total pension expense for the year was $42,901 including, with respect to the general employees benefit plan, amortization of past service cost over a 33 year period. It is the City's policy to fund pension expense 11 as determined by actuarial valuation. Mandatory employee contributions to the plans are at the rate of 5% of earnings. Accumulated employee contri- butions totalled $198,927 at September 30, 1984 as follows: ' General $ 133,376 Police 48,881 Fire 16,670 ITotal $ 1WIWI The City's contribution by fund as of September 30, 1984 was: General Fund 26,299 Proprietary Fund 16,602 ' Total $ 42,901 The plans covering the City's firefighters and police officers are also funded by the State of Florida from a tax on fire insurance premiums col- lected. State contributions to these plans totalled $7,552 and $24,719, respectively, during the year ended September 30, 1984. A summary of the actuarial present value of accumulated plan benefits and plan net assets as of October 1, 1984 (the most recent valuation date) is ' as follows: 1 I (Continued) • II II 14 CITY OF OKEECHOBEE, FLORIDA IINotes to Combined Financial Statements II (9), Continued General Police Fire I Vested benefits: Members currently receiving payments $ 14,050 - - Other members 216,032 83,260 16,194 Total vested benefits 230,082 83,260 16,194 IINonvested benefits 12,010 9,001 1,938 Total actuarial present value of I accumulated plan benefits $ 242,092 9.2,261 18,132 Net assets available for benefits $ 418��680 280,793 102,297 IIActuarial assumed investment rate of return 6% 6% 6% Principal actuarial assumptions used in the valuation above are summarized II as follows: Mortality - The 1951 Group Annuity Mortality Table I Projected by Scale C to 1970 (regraduated) ; females set back 5 years. IInterest - 6% per year compounded annually, net expenses. Retirement age - 60 for police officers and firefighters, 65 for all other employees, immediately if over IIassumed retirement age. Salary increases - 5% per year until the assumed retirement I age. Funding method - Frozen entry age actuarial cost method. II (10) Commitments and Contingencies On October 1, 1984, the City issued $2,212,900 in bond anticipation notes, I with a due date of October 1, 1985 in anticipation of receipt of proceeds from the sale of $2,212,900 in additional Water and Sewer Revenue Bonds Series 1983 authorized by ordinance 487, enacted June 20, 1983, as amended. As of September 30, 1984, the City has been awarded grants totalling $1,000,000 from Farmers Home Administration and $1,477,109 from the Environmental Protection Agency to be used in connection with construction IIof the City's new wastewater treatment plant. In conjunction with the construction of its new wastewater treatment plant, 1 the City has entered into contracts with Widell and Associates, Inc. totalling $3,250,530 for plant construction; Taddie Underground Utility Company, Inc. and M & M Contracting Co., Inc. , a joint venture for wastewater collection system construction for $1,816,080; and Broome Van Ostran and Associates, Inc. 1 for related engineering services totalling $261,829. Ammo 1 Schedule 1 CITY OF OKEECHOBEE, FLORIDA 1 GENERAL FUND Schedule of Revenues II (Budget and Actual) Year ended September 30, 1984 II Variance favorable BEIratt Actual (unfavorable) I Taxes: Ad valorem taxes $ 294,000 297,155 3,155 Franchise fees 166,400 185,428 19,028 II Utility service taxes 123,000 133,768 10,768 583,400 616,351 32,951 Intergovernmental revenues: II State shared revenue: Cigarette tax 80,000 78,629 (1,371) State revenue sharing 160,000 176,013 16,013 II Mobile home licenses 1,500 1,494 (6) 7,1 1/2c sales tax 85,000 92,100 7,100 Alcoholic beverage licenses 1,200 2,381 1,181 Gasoline tax refund 1,200 1,347 147 Local option gasoline tax 100,000 122,155 22,155 Shared revenues from other local units: I/ Road and bridge 1,000 982 3,937 (18) County occupational licenses 3,000 937 937 Dual tax - county 7,000 548 (6,452) II 1/2C sales tax - county 3,500 3,300 (200) City share of 5th and 6th cent gas tax 50,000 52,016 2,016 493,400 534,902 41,502 1 Charges for services: Fire protection service 7,200 - (7,200) 1 Sanitation fees 206,000 246,366 40,366 Miscellaneous 575 1,772 1,197 213,775 248,138 34,363 ILicenses and permits: Occupational licenses 25,000 42,119 17,119 Building permits 11,730 25,508 13,778 II Competency cards 2,500 3,950 1,450 39,230 71,577 32,347 II Fines and forfeitures: Court fines 19,000 21,637 2,637 Police education 750 957 207 Code enforcement fines - 170 170 II 19,750 22,764 3,014 II (Continued) ISchedule 1 (Page 2 of 2) I CITY OF OKEECHOBEE, FLORIDA GENERAL FUND I Schedule of Revenues, Continued (Budget and Actual) IYear ended September 30, 1984 11 Variance favorable Budget Actual (unfavorable) IInterest earnings 30,000 34,363 4,363 II Miscellaneous: Other 28,566 21,076 (7,490) Sale of assets 1,000 - (1,000) Rents and royalties 2,750 2,850 100 I Refunds of prior year expenditures 7,407 7,157 (250) 39,723 31,083 (8,640) IITotal $ 1,419,278 1,559,178 139,900 II I I I II I I I I I ISchedule 2 II CITY OF OKEECHOBEE, FLORIDA GENERAL FUND Schedule of Expenditures II (Budget and Actual) Year ended September 30, 1984 II II Variance favorable Budget Actual (unfavorable) 11 Public safety: Law enforcement: Personal services $ 385,541 372,488 13,053 II Operating expenses 67,125 76,267 (9,142) Capital outlay 58,513 69,032 (10,519) Total law enforcement 511,179 517,787 (6,608) Fire control: I Personal services 172,549 163,453 9,096 Operating expenses 38,495 40,745 (2,250) Capital outlay 20,485 21,465 (980) II Total fire control 231,529 225,663 5,866 Protective inspections: Personal services 41,128 40,791 337 II Operating expenses 8,785 10,879 (2,094) Capital outlay 900 451 449 Total protective inspections 50,813 52,121 (1,308) Total public safety 793,521 795,571 (2,050) II General government: Legislative: 1 Personal services 22,697 22,941 (244) (1 Operating expenses 31,155 32,949 (1,794) Capital outlay 500 - 500 Total legislative 54,352 55,890 (1,538) II Executive: Personal services 53,570 52,815 755 Operating expenses 8,850 7,899 951 II Capital outlay - 62 - - Total executive 62,420 60,714 1,706 Financial and administrative: II Personal services 98,817 98,094 723 Operating expenses 45,085 50,360 (5,275) Capital outlay 21,362 30,739 (9,377) Allocation of administrative II charges (60,000) (60,000) - Total financial and administrative 105,264 119,193 (13,929) II II II (Continued) II Schedule 2 (Page 2 of 3) 11 CITY OF OKEECHOBEE, FLORIDA GENERAL FUND II Schedule of Expenditures, Continued (Budget and Actual) 1 Year ended September 30, 1984 1 Variance favorable Budget Actual (unfavorable) IIGeneral government, continued: Comprehensive planning: I Personal services - - Operating expenses 5,483 3,552 1,931 Capital outlay Total comprehensive planning 5,483 3,552 1,931 II Judicial: Personal services - - Operating expenses 4,933 2,764 2,169 II Capital outlay - 4,933 - 2,764 - Total judicial 933 764 2,169 Total general government 232,452 242,113 (9,661) II Transportation: Road and street facilities: Personal services 134,067 133,892 175 Operating expenses 106,960 112,553 (5,593) Capital outlay 134,450 119,174 15,276 Total transportation, road IIand street facilities 375,477 365,619 9,858 Physical environment: Garbage/solid waste control services: II Personal services - - - Operating expenses 195,000 229,710 (34,710) Capital outlay - _ - - II Total physical environment, solid waste services 195,000 229,710 (34,710) II Human services: - - Heal.th: Personal services Operating expenses 18,500 18,500 - 1 Capital outlay 325 18,825 325 Total human services, health 825 18,825 - I 1 (Continued) II IISchedule 2 II (Page 3 of 3) CITY OF OKEECHOBEE, FLORIDA GENERAL FUND I Schedule of Expenditures, Continued (Budget and Actual) Year ended September 30, 1984 I Variance favorable Budget Actual (unfavorable) 1 Culture/recreation: Parks and recreation: Personal services - _ - Operating expenses - Capital outlay 34,421 26,520 7,901 Total culture/recreation, IIparks and recreation 34,421 26,520 7,901 Intragovernment services: I Public works: Personal services 23,253 22,435 818 Operating expenses 1,725 1,306 419 Capital outlay - 142 (142) Total intragovernment services, public works 24,978 23,883 1,095 II IITotal expenditures $ 1,66774.67744 1,7 27 567) 1 11 1 1 t 1 II t Schedule 3 CITY OF OKEECHOBEE, FLORIDA PENSION TRUST FUNDS Combining Balance Sheet September 30, 1984 Police General officers' Firemen's employees' retirement retirement retirement Assets fund fund fund Total 111111 Cash $ 8,793 5,197 21,780 35,770 Investments in savings certificates and savings accounts (at cost, which approximates market) 272,000 97,100 396,900 766,000 II II $ 280,793 102,297, 418,y580 801,770 II Fund balances - Reserved for retirement 280,793 102,297 418,680 801,770 $ 280,793 102,297 418,6800 801,770 I 1 I S II II II II II Schedule 4 CITY OF OKEECHOBEE, FLORIDA 1 PENSION TRUST FUNDS Combining Statement of Revenues, Expenses, and Changes in Fund Balances Year ended September 30, 1984 Police General officers' Firemen's employees' retirement retirement retirement fund fund fund Total Revenues: State tax on insurance premiums $ 24,719 7,552 - 32,271 Employer's contributions - 1,037 41,864 42,901 Employees' contributions 11,112 5,593 31,997 48,702 Interest earnings 25,472 9,639 38,217 73,328 Total revenues 61,303 23,821 112,078 197,202 Expenses: Employees' contribution refunds 1,394 6,185 7,566 15,145 Retirement benefits paid - - 1,371 1,371 Total expenses 1,394 6,185 8,937 16,516 Revenues over (under) expenses 59,909 17,636 103,141 180,686 Fund balances, September 30, 1983 220,884 84,661 315,539 621,084 Fund balances, September 30, 1984 $ 280,793 10� 2,297 418,680 801,770 Schedule 5 CITY OF OKEECHOBEE, FLORIDA PENSION TRUST FUNDS Combining Statement of Changes in Financial Position Year ended September 30, 1984 Police General officers' Firemen's employees' retirement retirement retirement fund fund fund Total Sources of working capital: Excess of revenues over (under) expenses - working capital provided by operations $ 59,909 17,636 10,141 18 Uses of working capital: Increase in working capital $ 59,909 57,636 103,141 180,686 Elements of increase in working capital: Cash (91) (464) 1,241 686 Investments, at cost 60,000 18,100 101,900 180,000 Increase (dec.raare) in working capital $ 59,909 17,636 103,141 180:686 Schedule 6 11 CITY OF OKEECHOBEE, FLORIDA SPECIAL REVENUE FUND - FEDERAL REVENUE SHARING Statement of Revenues and Expenditures (Budget and Actual) Year ended September 30, 1984 11 Variance favorable Budget Actual (unfavorable) Revenues: Revenue sharing entitlements $ 90,000 91,375 1,375 Interest earnings - 3,202 3,202 Total revenues 90,000 94,577 4,577 Expenditures - - - Revenues over expenditures 90,000 94,577 4,577 Other financing uses: Operating transfers out 90,000 158,560 (68,560) 11 Revenues over expenditures $ - (63.983) U.12.§.1.) 1 1 1 1 1 1 I 1 r I Schedule 7 CITY OF OKEECHOBEE, FLORIDA IDEBT SERVICE FUND Statement of Revenues and Expenditures (Budget and Actual) Year ended September 30, 1984 I 11 Variance favorable Budget Actual (unfavorable) Revenues: Ad valorem taxes $ 12,877 12,902 25 Interest income 4,000 9,554 5,554 Total revenues 16,877 22,456 5,579 Expenditures: Bond principal retirements 20,000 20,000 - Bond interest expense 23,138 23,143 -(5) Professional fees 500 500 Total expenditures 43,638 43,643 (5) iExpenditures over revenues $ 26 761) (21.1.1z) 5,574 I I I I I I 1 1 1 i Schedule 8 CITY OF OKEECHOBEE, FLORIDA WATER AND SEWER ENTERPRISE FUND Schedule of Changes in Reserve Accounts Year ended September 30, 1984 Renewal Bond Reserve and and Retirement Fund Total Depreciation Replacement Current Maximum Reserved Fund Fund Total Maturities Reserve Balance - September 30, 1983 $ 116,165 41,760 - 74,405 26,505 47,900 Additions: From Operating Fund: Bond principal requirement 150,750 - - 150,750 26,000 124,750 Bond interest requirement 75,000 - - 75,000 75,000 - Renewal and replacement requirement 15,000 - 15,000 - - - Interest earned on investment 21,630 1,459 994 19,177 8,937 10,240 Total additions 262,380 1,459 15,994 244,927 109,937 134,990 Deductions: Payments for: Bond principal 6,000 - - 6,000 6,000 Bond interest 72,480 - - 72,480 72,480 - Transfer to Revenue Fund 83,010 43,219 994 38,797 4,057 34,740 Total deductions 161,490 43,219 994 117,277 82,537 34,740 Total 217,055 - 15,000 202,055 $ 539.05 148,150 Liabilities payable: From restricted assets: Current portion of bonds payable 16,000 - - 16,000 Accrued interest 39,394 - - 39,394 55,394 - - 55,394 Balance - September 30, 1984 $ 211.8111 ====12 00 - 15, 0 146,661 ■ Schedule 9 CITY OF OKEECHOBEE, FLORIDA Summary of Insurance Coverage September 30, 1984 Description Coverage Fire and extended coverage: Buildings and contents (90 percent co-insurance - $100 deductible) $ 1,828,170 Comprehensive general liability: Bodily injury 500,000 Property damage 500,000 Personal injury liability 500,000 Law enforcement liability: Bodily injury, personal injury, property damage ($100 deductible) 500,000/1,000,000 Workers' compensation and employer's liability Statutory rates Vehicular equipment: Bodily injury 100,000/300,000 Property damage 50,000 Uninsured motorist 35,000 Collision ($100 deductible) ACV Comprehensive ($50 deductible) ACV Scheduled property floater ($250 deductible) 192,722 Public officials bonds: City clerk 15,000 Other employees 15,000 Public official liability ($1,000 deductible) 1,000,000 CITY OF OKEECHOBEE, FLORIDA Schedule 10 Schedule of Assessed Values, Tax Levies and Rates - Last Ten Years Real Personal Homestead Year property property Total exemption 1984 $ 57,820,098 13,060,620 70,880,718 19,007,098 1983 54,725,644 12,102,101 66,827,745 17,665,060 1982 57,589,660 10,664,660 68,254,320 14,162,210 1981 57,036,510 10,475,123 67,511,633 14,061,980 1980 51,225,720 9,725,167 60,950,887 5,173,430 1979 34,756,690 8,787,664 43,544,354 5,034,700 1978 34,065,350 8,587,844 42,653,194 4,905,430 1977 28,053,703 6,872,990 34,926,693 4,702,690 1976 24,370,665 7,241,590 31,612,255 4,585,570 1975 23,630,191 5,987,420 29,617,611 4,479,230 Tax levy and applicable rates Levies Rates Debt General Debt General service government Year service government mills mills 1 1984 $ 13,483 307,480 .150 + 4.338 1983 12,674 261,497 .150 -t-- 3.913 1982 8,668 291,007 .127 -I-- 4.250 1981 8,574 286,924 .127 4.250 1980 36,386 335,209 .58 5.500 1979 40,248 179,780 .83 4.137 1978 41,852 168,054 .88 3.940 1977 43,989 157,519 1.11 4.510 1976 35,090 145,732 1.11 4.610 1 1975 37,848 135,945 1.11 4.590 Schedule 11 CITY OF OKEECHOBEE, FLORIDA Schedule of Certain Revenues and Utility Customers Last Ten Years I Revenues - other than property taxes - general fund State revenue Fire 1 sharing Occupational Utility Fines and Franchise department Anti-recession Year (note) licenses taxes forfeitures fee Permits Interest payment fund Miscellaneous 1984 $ 346,742 42,119 133,768 22,764 185,428 25,508 34,363 - - 31,083 1983 329,260 40,138 118,812 20,493 152,921 14,836 25,091 - - 21,985 1982 251,194 32,175 114,551 23,031 154,823 10,493 64,132 - - 43,250 1981 257,325 22,228 108,286 13,813 137,759 23,459 69,536 - - 4,240 1980 243,055 20,084 100,857 19,827 110,587 12,995 61,733 - - 1,671 1979 251,212 20,551 93,107 18,125 93,232 10,856 76,173 - - 2,035 1978 243,923 17,974 92,458 18,317 87,758 7,401 54,990 7,776 25,863 7,076 1977 235,839 18,783 82,858 24,817 72,821 8,349 49,860 35,000 51,084 16,662 1976 243,536 17,491 80,779 46,477 54,324 9,065 43,099 15,000 - 3,737 1975 237,607 15,725 68,100 42,202 103,703 8,530 31,801 15,000 - 6,456 Connection Sewer charges Water Water Water Total j service Water Delinquent Interest on (in aid of Hydrant meters in meters meters non- water Unmetered Sewer Year charges billings charges W Miscellaneous investments construction) rental operation cut off operative meters customers connections 1984 $ 136,968 354,372 14,573 9,663 110,367 29,662 7,320 3,275 336 - 3,611 - 462 1983 130,189 712,251 20,146 11,219 52,912 25,163 27,000 3,102 370 - 3,472 - 462 1982 109,448 701,272 17,372 22,324 73,181 13,400 27,000 3,129 130 13 3,272 - 462 1981 82,359 569,905 12,228 6,647 70,738 24,525 27,000 2,979 222 13 3,214 - 459 1980 79,453 535,973 9,580 6,732 53,657 15,650 23,280 2,849 272 1 3,122 - 450 1979 66,844 494,849 9,280 5,557 33,288 23,460 22,440 2,738 286 13 3,037 - 430 1978 59,724 436,451 9,140 3,658 30,961 19,975 25,000 2,612 236 19 2,867 - 428 1977 59,506 413,666 10,220 2,838 18,225 13,660 25,000 2,454 281 6 2,741 10 424 1976 49,867 357,349 7,404 47,046 14,289 10,965 25,000 2,394 268 1 2,663 29 423 1975 33,034 249,405 6,514 3,266 13,056 9,400 25,000 2,353 234 11 2,598 - 410 Note - Includes additional two-cent cigarette tax and 1/2 cent sales tax. a PEAT Peat, Marwick,Mitchell & Co. Certified Public Accountants WICK 427 North Magnolia Avenue P.O.Box 3031 I/ Orlando,Florida 32802 I 1 The Honorable Mayor and 11 Members of City Council City of Okeechobee, Florida: We are presenting, for your consideration, our comments and recommendations regarding internal accounting control. These came to our attention during the course of our examination of the combined financial statements of the City of Okeechobee, Florida (the "City") for the year ended September 30, 1984 which was reported upon on December 13, 1984. I/ As a result of our examination, we became aware of a material weakness in the internal accounting control for the City's general fixed asset group of accounts and property, plant, and equipment of the City's water and sewer fund, which is discussed in Exhibit I. This information should be considered in light of Exhibit III which describes the purpose of our study and evaluation of internal accounting controls as part of our examination, and such information is intended solely for the use of your management in assessing the control environment. The comments and recommendations presented in Exhibit II are intended to 11 improve the system of internal accounting control and are divided into the following major objectives: o Increasing Investment Revenues o Protecting Assets o Improving Operational Efficiency We would like to take this opportunity to acknowledge the courtesy and assistance extended to us by the personnel of the city during the course of our examination. December 13, 1984 • 1 I Establishment of Fixed Assets Controls Exhibit I The City has not maintained adequate detailed records in support of the recorded cost of the water and sewer plant in service or the amounts included in the general fixed assets group of accounts and we were unable to obtain sufficient supporting documentation to form an opinion with respect to (a) the stated cost of property items acquired in years prior to ' October 1, 1981 (b) the accumulated depreciation applicable to the water and sewer utility plant in service at September 30, 1984 or the provision for the year then ended. Sound financial administration in safeguarding the City's investment in fixed assets is of utmost importance in the exercise of stewardship responsibilities. The responsibilities can be effectively discharged only through adequate fixed assets accounting. by maintaining fixed assets records, the City will realize several benefits: o Fixed assets can be inventoried periodically to ensure that they are properly controlled. o Responsibility for custody and effective use of fixed assets can be clearly established. o Information regarding sources of supply, prices, and useful lives will be readily available. If information regarding maintenance costs is also included in the subsidiary ledgers, ratios of cumulative maintenance costs to original costs can be developed. o Records will be readily available to substantiate the amount of 1 grants used to finance expenditures for fixed assets. Further- more, the determination of costs for building or equipment use is facilitated. The latter is important to obtain reimbursement for the use of buildings and equipment in Federal and state aid programs. o Information is readily available both to determine insurance needs and to substantiate losses recoverable from insurance. o Information is available for the preparation of a Statement of Genera]. Fixed Assets. I 11 1 I/ I/ I/ Establishing fixed assets records when none existed before can be a I/ difficult and time consuming task. One approach is to: 1. De-fin. clearly what constitutes the fixed assets categories, (e.g. , land, " buildings, improvements other than buildings, equipment) ; a fixed asset (i.e. , minimum dollar value and useful life) ; and the location "control" areas. I 2. Plan and perform a complete inventory of all fixed assets. In cre- ating the inventory records, obtain as much of the information to be included in the individual assets records as is possible, e.g. , asset II description, location, vendor or manufacturer, acquisition date. Fixed assets identification tags should be affixed at the time the physical inventory is taken. II 3. Assign values to each fixed asset according to accepted principles. More specifically, the AICPA Industry Audit Guide, "Audits of State and Local Governmental Units," sets forth the basis for valuing fixed I/ assets of a governmental unit: "Such assets should be recorded at historical cost, or estimated historical cost, if the original cost is not available, or, in the case of gifts or contributions, at the fair Imarket value at the time received." Several procedures can be used to determine the valuation. II o Reference to the historical records, such as vendors' invoices, contracts, purchase orders, capital expenditure authorizations, cancelled checks, gift acknowledgements, or other documents on II hand. o Correspondence with vendors, donors, etc. I/ o Use of an asset valuation reasonably reflective of historical value, provided it is reliable, if historical or fair market value is not available. IIo Historical cost as reasonably estimated by employees for small items of relatively low value, e.g. , tools, office furniture, and II equipment. o Reliance on independent outside appraisals for assets which cannot be valued by one of the above methods or some other reasonable II method. It is important to emphasize, however, that the appraisal should be based upon estimated historical cost, not on replacement cost or some other basis. I I II I II I Evaluation of fixed assets in the above manner will enable the City to establish reasonably accurate initial fixed asset values. Once initial records are established, the City will want to concurrently implement the kinds of controls and procedures enabling it to maintain control over the fixed assets. These procedures should include: o Control over the proper input into the records for all fixed asset additions, sales, abandonments, and transfers. o Periodic reconciliations of detail ledgers to the general ledger. ro Periodic inventory of fixed assets by location. o Verification that any asset traded in for a new acquisition is properly removed from the records. I I I I I I I I 1 Exhibit II I Increasing Investment Revenues I/ Pooling Cash Investments The City currently maintains cash investment accounts in each of the funds under its control. Consolidation of cash investments into pooled cash investments similar to the pension trust investments would 1) Maximize investment earnings. 2) Provide more effective safeguarding of liquid assets. 3) Increase efficiency in cash flow management. I/ As an aid in achieving the above goals, consideration should be given to the utilization of the City's data base management software to list the investments by type, account number, issue and maturity date, and interest rates and to allocate investment earnings and amounts between the various funds. Protecting Assets ' Data Processing Disaster Planning At the present time, the City does not have formal written policies for safeguarding of processed information or alternative sources of equipment support in the event of disaster. We recommend that a comprehensive contingency plan be developed, documented and periodically tested to ensure continued data processing services as needed in the event of a disaster. Consideration should be given to the following areas: o Assumptions (potential disasters, damage, etc.) o Disaster recovery team, telephone numbers and responsibilities o Off-site storage of backup systems, and data documentation and Iforms o Inventory of hardware, software, and forms with respective vendors for rebuilding the data center o Location of off-site storage and access procedures 11 o Location of backup processing site and access and initiation procedures I i 1 o Application processing priorities, hardware requirements for each and their approximate run times o Procedures for updating the contingency plan. A written agreement would reduce the chance of misunderstanding between parties and thereby help ensure that alternative processing capability is available should a disaster disable the City's computer facility. The contract should cover matters such as: o Initial contract duration and renewal provisions o Circumstances constituting an emergency requiring backup o Priority of contract arrangement relative to other similar arrangements o Provision for periodic testing of the backup arrangement io Basis for backup consideration: fixed fee, usage fee, mutual backup agreement or some combination thereof o Specific hardware requirements o Backup site manpower support expected, if any o Operating conditions under disaster and testing conditions: o Hours of operation o Nature (e.g. , dedicated processing) 11 o Minimum processing units to be supplied on a daily basis (e.g. , four hours CPU) ' o Process to negotiate extension of service o Nonmainframe resource requirements o Software environment to be supplied by the backup site o Notification of impending changes to either hardware or software at the backup site o Handling of proprietary information, programs, and data ! o Special security considerations, if any. I I I Data Processing Documentation The City's utility software application has undergone recent modifications and documentation of the software is incomplete. To increase operator efficiency and reduce the potential risk of error, the City should request i its software consultant to provide updated operator's manuals and documentation of the system currently being operated. iImproving Operational Efficiency ICash Disbursements The City currently uses manual checks to pay some vendors' invoices rather than process them through its accounts payable system. When manual checks are employed to pay invoices, care should be taken to ensure that any outstanding purchase order is removed from encumbrances. To alleviate problems which may occur by the use of manual checks and the failure to properly relieve encumbrances, the City should consider increasing the �/ frequency of payment of accounts payable. Data Processing System Integration The City's utility and payroll software applications operate independently from the City's general ledger software application necessitating manual accumulation of utility billings, adjustments and collections, and payroll information for posting to the general ledger accounts. The City should consider having the necessary software modifications to fully integrate its utility and payroll programs with the general ledger. Integration of the ✓' various applications should reduce time in accumulating financial information and decrease the likelihood of error in recording information. Budget Preparation In the preparation of its annual budgets for the various operating funds, the City currently follows the practice of relying on cash surpluses to fund projected shortfalls between budgeted revenues and expenditures. As an example, for the years 1981 through 1984 available cash at the beginning of the City's budget year and actual results for the general fund are summarized below: 1981: Beginning cash balances $ 569,396 Excess of expenditures over revenues at year end 29,380 i 1982: I Beginning cash balances 506,213 Excess of expenditures over revenues at year end 167,866 1 1983: Beginning cash balances 391,177 Excess of expenditures over revenues at year end 62,485 1984: Beginning cash balances 300,616 Excess of revenues over expenditures at year end 15,497 With the continued growth of the community and increased demands for city services coupled with construction of a new wastewater facility, the City should explore all possibilities for additional revenue sources and continue in its cost conscious efforts to maximize services at the least cost to the City and its taxpayers. The implementation of changes recommended in this letter can be facilitated if management and Council: o Consider and establish priorities for implementing the changes. o Develop an overall plan and method of implementation that reflects the priorities. o Assign the responsibility for carrying out each change to a specific individual. o Establish time-frames for implementation of each change. o Schedule progress reports from the responsible City officials and ' conduct progress meetings to further discuss progress and to resolve problems that arise. i Exhibit III I As part of an examination of system financial statements, we perform a study and ' evaluation of an entity's of internal accounting control to the extent we consider necessary to evaluate the system as required by gener- ally accepted auditing standards. The purpose of our study and evaluation is to determine the nature, timing and extent of the auditing procedures necessary for expressing an opinion on an entity's financial statements. Our study and evaluation is more limited than would be necessary to express an opinion on the system of internal accounting control taken as a whole. The City's management is responsible for establishing and maintaining a system of internal accounting control. In fulfilling this responsibility, estimates and judgments made by management are required to assess the expected benefits and related costs of control procedures. The objectives of a system are to provide management with reasonable, but not absolute, assurance that assets are safeguarded against loss from unauthorized use or disposition, and that transactions are executed in accordance with manage- ment's authorization and recorded properly to permit the preparation of financial statements in accordance with generally accepted accounting ' principles. Because of inherent limitations in any system of internal accounting control, errors or irregularities may nevertheless occur and not be detected. Also, projection of any evaluation of the system to future periods is subject to the risk that procedures may become inadequate because of changes in conditions or that the degree of compliance with the procedures may deteriorate. A study and evaluation made for the limited purpose described above would not necessarily disclose all material weaknesses in the system. According- ly, an expression of an opinion on the system of internal accounting control taken as a whole cannot be made. CITY OF OKEECHOBEE CITY HALL 55 SOUTHEAST THIRD AVENUE 4 �-' OKEECHOBEE,FLORIDA 33472-2932 y�LpR�pPrs Home of The Second Largest Fresh Water Lake in the United States CITY COUNCIL March 27, 1985 Dr.Edward Douglas,Mayor Jim Knight,Sr.,Vice Mayor Earnest Ellison COUNCIL MEMBERS Auditor General Oakland Chapman State of Florida Dowling Watford,Jr. Tallahassee, Florida 32301 Oscar Thomas Dear Mr. Ellison: Please find enclosed the annual postaudit report for the 1983-84 fiscal year, the report contains the auditor's comments and the Chief executive officers written statement of explanation or re- CITY ADMINISTRATION buttal concerning the auditor's comments which were filed pursuant Ronnie Thomas to the provisions of Chapter 10.550, RULES OF THE AUDITOR GENERAL-- C3c. Clerk LOCAL GOVERNMENTAL ENTITY AUDITS 813-763-3372 If other information is required pertaining to the above please advise by calling me at 813-763-3372. Sincerely, Landon C.Fortner,Jr. Dir. of Public Works CITY OF OKEECHOBEE 813-763-7054 %1 1//� Larry Mobley BONNIE S.THOMAS CMC Chief of Police 813-763-5521 CITY CLERK/FINANCE DIRECTOR L.Keith Tomey,II BST:ljw Fire Chief 813-763-4423 Enclosures J.Mallette Westbrook Dir. of General Services 813-763-7292 Richard C.Fellows City Administrator 813-763-4116 ���aaaga�Nt`t1 • O 4 F K FFC►y'o '; CITY OF OKEECHOBEE V i. .�i m/ CITY HALL 55 S. E. THIRD AVENUE 813/763-3372 OR 763-3667 ar-z • OKEECHOBEE, FLORIDA 33472 •1l de,„ • — `� h41$.O R10.... Home of The Second Largest Fresh Water Lake in the United States WRITTEN STATEMENT OF EXPLANATION CONCERNING AUDITOR'S COMMENTS The Auditor's comments contained in the annual Audit Report for the fiscal year 1983-84 from the offices of Peat, Marwick, Mitchell & Company . has been received and is hereby answered with the following explanation and corrective action: I. Establishment of Fixed Assets Controls Fixed asset accounting = Please note the*attached excerpt from the minutes of the City Council on June 6, 1983. Because of the expense involved in establishing "adequate fixed asset accounting" as referred to in this and prior year audit reports the City has had to choose each year not to pursue this costly project. It is our intent, however, to continue to seek and accomplish what- ever is expected of our governmental entity relative to its fiscal procedures, as far as this fixed asset accounting history update is concerned. Would you advise us what, if anything more is required, we are not doing that we are legally required to do? We are satisfied that our records are appropriately kept, but realize too there is generally room for improve- ment. A small city is limited as to what it can produce because of both funding and personnel limitations. II. Increasing Investment Revenues Pooling Cash Investments. The City has and is continuing to place all of its funds in interest bearing situations. We do have numerous bank accounts, however, and are presently looking into the possibility of consolidating some of them in order to: Maximize our investment earnings Provide more effective safeguarding of liquid assets Increase efficiency in cash flow management a) Concentration Fund Account Water and Sewer Revenue Fund Concentration Account would allow the moving of money between accounts. Funds can be automatically transferred overnight from daily deposits to a master account. The exact balance to remain in the subsidiary account can be determined and the excess funds be transferred to a higher interest bearing account, with the debits and credits applied accordingly and adequate audit trail would be supplied from the bank. This procedure is to become effective as soon as practicable. Page 2 • III. Protecting Assets Data processing Disaster Planning The City now has a verbal agreement with the County Government Agency to use their data processing equipment which is identical to the City's data processing equipment in case of problems in our independant systems. We are now considering, for good planning sake, changing this into a written agree- ment. Our local Barnett Bank has agreed to store our backup systems and data documentation forms. Other items stipulated in our auditor's report concerning comprehensive Data Processing planning are being studied for feasibility and practicality of implementation. IV. Improving Operational Efficiency As recently as mid January 1985 we have had installed a comprehensive enhancement of our data processing accounting system overall. *Attached here- with is an overview of just what the enhancement does for us. The update has clearly improved our efficiency and reflects this City's continuing efforts to progress in a positive and resourceful manner. The City has also contracted for professional services to prepare for us a comprehensive Water/Sewer rate study at a cost of $14,000. This study will reveal to us our fiscal strengths and/or weakness relative to our enter- prize fund. Action from this feasibility study will be taken to improve the system in whatever ways practicable for the continued good health and welfare of the citizenery. As a policy making body the City Council of the City of Okeechobee is a progressive one as a whole. Its policies handed down to its administration and management, we realize, can only be as effective as those the responsibi- lities are handed to. It is our opinion that our records speak well in establishing our manage systems creditability and proven ability to continually seek and accomplish improvement in all areas. We agree with our auditors in that "The City's management is responsible for establishing and maintaining a system of internal accounting control. In fulfilling this responsibility, estimates and judgments made by management are required to assess the expected benefits and related costs of control procedures. The objectives of a system are to provide management with reasonable, but not absolute, assurance that assets are safeguarded against loss from unauthorized use or disposition, and that transactions are executed in accordance with manage- ment's authorization and recorded properly to permit the preparation of financial statements in accordance with generally accepted accounting principles", and feel this is being accomplished. ' - Oakland R. Chapman ity Clerk/Finance Director, :••. - .•n_ I FMS INHANCEMENT IMPROVEMENTS FOR OPERATIONAL EFFICIENCY INSTALLED BY CITY OF OKEECHOBEE MID- JANUARY, 1985. o The posting date for I F M S will be set by each CRT operator instead of systems boot date. - no conflict with other processes - can process this month and next months work o Programs will provide the option of selecting any one fund or all funds for processing. o Batch and report programs will no longer execute directly from the menu selection - will display and allow the operator to change his mind. o End of Period/End of Year processing for the Budget and G/L modules will be synchronized. - now run separately causing problems if not careful o Completely new USER manual with meaningful examples and better instructions replacing the confusing array of existing manuals. New error message section. o End of Day audit trail report more readable with more data. o Option for user to save the Budget and/or G/L detail to an off line YTD file. o Conversion programs will be provided. o Screen handling will be standarized - i.e. DATA OK, up arrow. o All outstanding problems reported on the RESQ system (through SES -J. Trentel) will be addressed. This includes the unresolved CASH system problems. BUDGET PREPARATION SYSTEM o New series of programs o Allows using previous years budget as a base that can be adjusted by a + or factor o Four iterations of budget are supported - initial proposed - requested by department - preliminary approved - final approved DETAIL STATEMENT OF ACCOUNTS o Reformatted to help readability o Any or all funds may be included on the report o Option to print only Revenue or only Expense Accounts I FMS INHANCEMENT Page 2 o Monthly totals for Encumberance, Expenses & Allotments o Inactive accounts printed at end of report o Two digit code will be used to identify transactions: - PO - item description INV - vendor name EXPENDITURE CREDIT o Will allow an expense account to be debited. Also provides for transferring funds without writing a check TRANSFER OF EXPENDITURES AND REVENUE o Will allow transfer of Expense from/to Revenue and Revenue from/to Expense EXPENSE/REVENUE o Purchase Orders - Quantity/Unit Price with extension of amount due - Budget account will be checked for overrun - with user option to continue or cancel - Budget and G/L accounts will be validated as each item is entered rather than at the end - Maximum number of line items from 30 to 60 o Invoice (All functions from the special check subsystem will be included - eliminating this sytem) - Allow processing of invoice with/without PO on file - Invoice line items may be charged against any type of account - EXP, REV or G/L - Will allow entry of Vendor name and address for temporary vendors - Additional line items can be added for misc. charges such as freight - The difference between the quantity/amount received and the quantity/amount ordered will be recorded o Hand Written Checks - The invoice program must be used to input all data concerning who is to be paid and what for - This program will record the check number used to pay any or all items for an INV or DEBIT memo o Payment Selection - Easier to use because of the elimination of special checks - Selection by all open, all due invoices, or By vendor By Fund - Will allow selection of all items on a particular invoice rather than forcing the operator to select each item o Check Reconciliation - Faster because the check amount doesn't have to be entered. Only check # and Y or N to reconcile. I FMS INHANCEMENT Page 3 °Vendor Inquiry - New program will allow the operator to input a vendor number and check the status of all purchase orders or invoices for the vendor - Handle inquiries o Vendor Maintenance - Will allow maintenance of all fields including YTD amounts GENERAL LEDGER o Validation Program - New program that will run at end of month and make sure that the G/L file is ready for month end processing - before it begins - Will save time and trouble - prevent re-runs from back up o End of Month/Year - All G/L funds will be closed at the same time in conjunction with the budget closing - Will eliminate the possibility of forgetting to close a fund and having postings in wrong fiscal month FUTURE Updated Demo QUERY/I (experiment) DBS (experiment) CLERKS CERTIFICATE STATE OF FLORIDA COIl;1'TY OF OKEECHOBEE_ ) .ca: CITY OF OKEECHOBEE I, RONNIE S. THOMAS. HEREBY Ci?R7'IFY THAT I ant the duly qualified Chin;r of the City of Okeechobee.Florida;r hat the nbore and joregoin is a trrre and correet rope"rrja!Meuntent the orit;i••r•lof which is on file in the Office of the Ci ■ Clerk of tl;e City of , '.eecl;n':•_. Florida 11' !I'ITNESS ll"HFRF.OF hone ereanto se•: rbo-or �and affi.red,jte official seal of said rift'. this2.54r1ny of'.. �y D. l9.a5.... SEAL • -Aridifi.doL BONNIE S. THOMAS 3319 CITY CLERK i / 3 _ / ' l / Actninistrator Fellows advised, "We realize there are certain people in the carunity who will find it difficult"financially to hook on to the system. The Council may allow such a moritorium that they Been appropriate fran one to five years; or they can set any kind of a financial arrangement (ie: $50.00 dawn, pay balance over one or two years). The Council is aware and is equally concerned and will make suitable arrangements to handle such cases". Citizen Kim Glassboro stated, "If the new Petition for annexation into the City is I , granted, our house will be within Cme Hundred Feet (100') of the new City limits. Does this mean we will have to hook into the sewer system?" Chairman Douglas advised that as long as the moritorium exists for County hook-ups, they would not be required to connect. Discussion ensued regarding the location of the sewer lines, State Statutes requiring hook-ups for anyone within One Hundred Feet (100') of a sewer line whether City or County, the request for annexation of Cbnner's Highlands. Following the discussion, Councilman Knight moved to set the Final Hearing on the Bond l Ordinance for Monday, June 20, 1983, Seconded by Councilman Watford. Motion carried. AGENDA ITEM #X - PROPOSAL - FIXED ASSETS Chairman Douglas called for action by Council on a proposal from W.O. Daley and Company to identify and accumulate all data necessary to render an opinion on the City's financial See Item kI statements on the General Fixed Asset Group of Accounts at a cost of Thirty Five Hundred Estimate .f , Dollars ($3,500) to Five Thousand Dollars ($5,000). Fixed Asset Controls Council discussed at length the need for such a report. Robert Knapp, Representative from W.O. Daley & Company, explained that the company would research the City records Ten � l to Fifteen years, identify and quantify each asset and compile a listing of assets by category. The`Clerk noted that the project could be contracted out at a cost of approximately Ten Thousand Dollars ($10,000). Administrator Fellows added that the proposal is reasonable and should be done now. With no further discussion, Councilman Watford moved to table the item, Seconded by 1 : Councilman Knight. Notion carried. AGENDA ITEM #XI - PROPOSAL FOR CITY'S 1982-83 AUDIT Chairman Douglas called for action by the Council on a proposal from W.O. Daley and Company to perform the City's annual year end audit due September 30, 1983, in the amount of Nine Thousand, Five Hundred Dollars ($9,500.00). Administrator Fellows noted this being a contractual service it does not have to be put out for bid. Councilman Chapman moved that W.O. Daley & Company perform the City's 1982-83 Audit for Nine Thousand, Five Hundred Dollars ($9,500.00), seconded by Councilman Knight. Motion carried. AGENDA ITEM #XII - PETITION FOR VOLUNTARY ANNEXATION Chairman Douglas noted receipt of a Petition for Voluntary Annexation of property adjacent to the City of Okeechobee in Conner's Highlands subdivision and introduced an ordinance to annex said property. The title was read as follows: """" K f C CITY OF OKEECHOBEE p "a �'p4, CITY HALL 55 S. E. THIRD AVENUE 813/763-3372 OR 763-3667 y_? a. .,r.c r OKEECHOBEE, FLORIDA 33472 •'ot��,• Home of The Second Largest Fresh Water Lake in the United States h ORIOP'd WRITTEN STATEMENT OF EXPLANATION CONCERNING AUDITOR'S COMMENTS The Auditor's comments contained in the annual Audit Report for the fiscal year 1982-83 from the offices of W.O. Daley and Company has been received and is hereby answered with the following explanation and correc- tive action: I. Fixed Asset Accounting The Public Works Department is in the process of updating by inven- tory all their property records with respect to (a) The stated cost of property items acquired in years prior to October 1, 1981 and (b) the accumulated depreciation applicable to the water and sewer utility plant in service at September 30, 1983 or the provision for the year then ended. The Finance Department keeps detailed property records on a manual card file system as always. We do not have the system on computer, at this time. A property record listing will be implemented this year on the com- puter as a matter of record. We are working in cooperation with the Department of Public Works on a more detailed system such as when a truck load of pipe is ordered, jobs the material is to be used on can be more readily identified for audit pur- poses. The record is there in the Public Works Department. It's just not centralized on property records in the Clerk's office as ideally suggested. We will get this record during this fiscal year as recommended. Paid vendor invoices are now and have been used to establish detailed property records. We also have a complete physical inventory, by department of city property and a numbering system. Also, property retirements are made on the pertinent property record cards as they occur. II. Accounting Systems Development 1 1. The City has budgeted an amount to be used during 1984 to enhance the computer software programs to help improve our accounting system. 2. The City is considering the possibility of entering into an agree- ment with a user having a similar equipment configuration for re- ciprocal equipment back-up. 3. The City has a complete library of operating manuals that was fur- nished to us when the computer was installed. These manuals are used in the way they were intended to be used. They include illus- trations and discriptions and are used as a reference to assist the operators and answer questions they might have concerning the operation of the system relative to the city's accounting system. The equipment is being purchased over a five year period of time and we feel well within our rights as a customer during this time to use the expertise Page 2 (3 contd. ) of the company's consultants when trouble arises that we aren't sure we can handle by ourselves or with the help of a descriptive manual. We have a flow chart which we feel to be adequate for our needs. 4. The City has a back-up program of files which insures us against loss of data. We are anticipating certain remodeling during this fiscal year which should provide space in our vault for this data. 5. The City has budgeted funds to be used for computer software pro- , gram enhancements this fiscal year when the program becomes avail- able. III. Cash Disbursements 1. Purchase orders paid by manual checks are now being removed from the encumbrance accounts. 2. Duplicate payment of invoices is not a problem. The computer will not accept for payment (causing duplication) , the same invoice or purchase order number twice. It calls your attention to the error . and won't take it. IV. Payroll Our personnel files do contain copies of all payroll deductions as authorized by City employees. (Insurance, withholding taxes, Credit Union, etc. ) V. Subsidiary Records 1. We have instituted procedures to reconcile the utility monthly status report totals with general ledger accounts receivable totals. 2. The detail of utility customer deposits is being reconciled with general ledger accounts on a monthly basis. VI. Cash Investments Except for the Water/Sewer Revenue Account which is regulated by 1 bond ordinance, all checking accounts are interest bearing accounts. Mayor City Clerk/Finance Officer