0887 OUA Retirement System ORDINANCE NO. 887
• AN ORDINANCE OF THE CITY OF OKEECHOBEE
AMENDING THE CITY OF OKEECHOBEE AND
OKEECHOBEE UTILITY AUTHORITY EMPLOYEES'
RETIREMENT SYSTEM, ADOPTED PURSUANT TO
ORDINANCE NO. 828; AMENDING SECTION 1,
DEFINITIONS, BY AMENDING THE DEFINITION OF
"RETIREMENT"; AMENDING SECTION 3, BOARD OF
TRUSTEES; AMENDING SECTION 8, DISABILITY;
AMENDING SECTION 10, OPTIONAL FORMS OF
BENEFITS; AMENDING SECTION 17, REPEAL OR
TERMINATION OF SYSTEM; AMENDING SECTION 18,
EXEMPTION FROM EXECUTION, NON-ASSIGNABILITY;
AMENDING SECTION 23, MILITARY SERVICE PRIOR TO
EMPLOYMENT; AMENDING SECTION 25,
REEMPLOYMENT AFTER RETIREMENT; AMENDING
SECTION 27, PRIOR GOVERNMENT SERVICE; ADDING
SECTION 28, DEFERRED RETIREMENT OPTION PLAN;
PROVIDING FOR CODIFICATION; PROVIDING FOR
SEVERABILITY OF PROVISIONS; REPEALING ALL
ORDINANCES IN CONFLICT HEREWITH AND PROVIDING
AN EFFECTIVE DATE.
NOW, THEREFORE, BE IT ORDAINED before the City Council for the City of
Okeechobee, Florida; presented at a duly advertised public meeting; and passed
by majority vote of the City Council; and properly executed by the Mayor or
designee, as Chief Presiding Officer for the City:
SECTION 1: That the City of Okeechobee and Okeechobee Utility Authority
Employees' Retirement System, adopted pursuant to Ordinance No. 828, is hereby
amended by amending Section 1, Definitions, by amending the definition of
"Retirement", to read as follows:
Retirement means a Member's separation from City employment with eligibility for
immediate receipt of benefits under the System or entry into the Deferred
Retirement Option Plan.
SECTION 2: That the City of Okeechobee and Okeechobee Utility Authority
Employees' Retirement System, adopted pursuant to Ordinance No. 828, is hereby
amended by amending Section 3, Board of Trustees, subsection 1 and subsection
3, as follows:
1. The sole and exclusive administration of and responsibility for the proper
operation of the System and for making effective the provisions of this
ordinance are hereby vested in a Board of Trustees. The Board is hereby
designated as the plan administrator. The Board shall consist of five (5)
Trustees, one of whom, shall be a legal resident of the City, who shall be
appointed by the Okeechobee City Council, one of who shall be appointed
by the Okeechobee Utility Authority Board, one of whom shall be a full-time
General Employee Member employed by the City of Okeechobee, and one
of whom shall be a full-time General Employee Member employed by
Okeechobee Utility Authority. The fifth Trustee shall be chosen by a majority
of the previous four Trustees as provided for herein, and such person's name
shall be submitted to the Okeechobee City Council. Upon receipt of the fifth
person's name, the Okeechobee City Council shall, as a ministerial duty,
appoint such person to the Board of Trustees as its fifth Trustee. The fifth
Trustee shall have the same rights as each of the other four Trustees
appointed or elected as herein provided and shall serve a two (2) year term
unless he sooner vacates the office. Each resident Trustee appointed by the
City of Okeechobee or by the Okeechobee Utility Authority shall serve as
Trustee for a period of two (2) years, unless he sooner vacates the office or
• is sooner replaced by the appointing authority at whose pleasure he shall
serve. Each Member Trustee shall serve as Trustee for a period of two (2)
1
years, unless he sooner leaves the employment of the City of Okeechobee
or Okeechobee Utility Authority as a General Employee or otherwise vacates
his office as Trustee, whereupon a successor shall be chosen in the same
manner as the departing Trustee. Each Trustee may succeed himself in
office. DROP participants can be elected as and vote for elected Trustees.
The Board shall establish and administer the nominating and election
procedures for each election. The Board shall meet at least quarterly each
year. The Board shall be a legal entity with, in addition to other powers and
responsibilities contained herein, the power to bring and defend lawsuits of
every kind, nature, and description.
3. Each Trustee shall be entitled to one vote on the Board. Three (3)
affirmative votes shall be necessary for any decision by the Trustees at any
meeting of the Board. A Trustee shall ;;gam-to abstain from voting
as the result of a conflict of interest and shall
comply with the provisions of Section 112.3143, Florida Statutes.
SECTION 3: That the City of Okeechobee and Okeechobee Utility Authority
Employees' Retirement System, adopted pursuant to Ordinance No. 828, is hereby
amended by amending Section 8, Disability, subsection 3, Physical Examination
Requirement, to read as follows:
3. Physical Examination Requirement.
A Member shall not become eligible for disability benefits until and unless he
undergoes a physical examination by a qualified physician or physicians
and/or surgeon or surgeons, who shall be selected by the Board for that
purpose. The Board shall not select the Member's treating physician or
surgeon for this purpose except in an unusual case where the Board
determines that it would be reasonable and prudent to do so.
Any Retiree receiving disability benefits under provisions of this ordinance
may be required by the Board to submit sworn statements of his condition
accompanied by a physician's statement(provided at the Retiree's expense)
to the Board annually and may be required by the Board to undergo
additional periodic re-examinations by a qualified physician or physicians
and/or surgeon or surgeons who shall be selected by the Board, to
determine if such disability has ceased to exist. If the Board finds that the
Retiree is no longer permanently and totally disabled to the extent that he is
unable to render useful and efficient service as a General Employee, the
Board shall recommend to the City that the Retiree be returned to
performance of duty as a General Employee, and the Retiree so returned
shall enjoy the same rights that he had at the time he was placed upon
pension. In the event the Retiree so ordered to return shall refuse to comply
with the order within thirty(30)days from the issuance thereof, he shall forfeit
the right to his pension.
The cost of the physical examination and/or re-examination of the Member
claiming or the Retiree receiving disability benefits shall be borne by the
Fund. All other reasonable costs as determined by the Board incident to the
physical examination, such as, but not limited to, transportation, meals and
hotel accommodations, shall be borne by the Fund.
If the Retiree recovers from disability and reenters the service of the City as
a General Employee, his service shall will be deemed to have been
continuous, and but the period beginning with the first month for which
Retiree received a disability retirement •- -_ - - - = : - - _• - _ - -••- -
- - - - -- - - - - - - - -
determines that the Retiree is no longer anc
though h mac- - - : ; - - - :a; : : - - - •- - :
that he was permanently and totally disabled to the-extent-that-he-was
payment and ending with the date he reentered the service of the City will
not be considered as Credited Service for the purposes of this System.
2
The Board shall have the power and authority to make the final decisions
regarding all disability claims.
SECTION 4: That the City of Okeechobee and Okeechobee Utility Authority
Employees' Retirement System, adopted pursuant to Ordinance No. 828, is hereby
amended by amending Section 10, Optional Forms of Benefits, to add subsection
1.D., and to amend subsection 7, as follows:
1. D. For any Member who does not participate in the DROP pursuant to
Section 28, a lump sum payment payable to the Retiree equal to
twenty percent (20%) of the present value of the Retiree's accrued
benefit at the date of retirement with the remaining eighty percent
(80%) payable to the Retiree in a form selected by the Retiree and
provided for in A or B above or in the normal form (10 year certain
and life). A Retiree who is a participant in the Deferred Retirement
Option Plan shall not be eligible to select this partial lump sum option.
7. Notwithstanding anything herein to the contrary, the Board in its discretion,
may elect to make a lump sum payment to a Member or a Member's Beneficiary in
the event that the monthly benefit amount is less than one hundred dollars
($100.00)or the total commuted value of the remaining monthly income payments
to be paid do not exceed five thousand dollars ($5,000.00). Any such payment
made to any person pursuant to the power and discretion conferred upon the Board
by the preceding sentence shall operate as a complete discharge of all obligations
under the System with regard to such Member and shall not be subject to review
by anyone, but shall be final, binding and conclusive on all persons.
SECTION 5: That the City of Okeechobee and Okeechobee Utility Authority
Employees' Retirement System, adopted pursuant to Ordinance No. 828, is hereby
amended by amending Section 17, Repeal or Termination of System, subsection
2, to read as follows:
2. If this ordinance shall be repealed, or if contributions to the System are
discontinued or if there is a transfer, merger or consolidation of government units,
services or functions as provided in Chapter 121, Florida Statutes, the Board shall
continue to administer the System in accordance with the provisions of this
ordinance, for the sole benefit of the then Members, any Beneficiaries then
receiving retirement allowances, and any future persons entitled to receive benefits
under one of the options provided for in this ordinance who are designated by any
of said Members. In the event of repeal, : -: - • - - : - - - - -- : -
discontinuance of contributions, or transfer merger or consolidation of
government units, services or functions, there shall be full vesting (100%) of
benefits accrued to date of repeal and the assets of the System shall be allocated
in an equitable manner to provide benefits on a proportionate basis to the persons
so entitled in accordance with the provisions thereof.
SECTION 6: That the City of Okeechobee and Okeechobee Utility Authority
Employees' Retirement System, adopted pursuant to Ordinance No. 828, is hereby
amended by amending Section 18, Exemption from Execution, Non-Assignability,
to read as follows:
SECTION 18. DOMESTIC RELATIONS ORDERS; RETIREE DIRECTED
PAYMENTS; EXEMPTION FROM EXECUTION, NON-ASSIGNABILITY.
1. Domestic Relations Orders.
A. Prior to the entry of any domestic relations order which affects or
purports to affect the System's responsibility in connection with the
payment of benefits of a Retiree, the Member or Retiree shall submit
the proposed order to the Board for review to determine whether the
System may legally honor the order.
B. If a domestic relations order is not submitted to the Board for review
prior to entry of the order, and the System is ordered to take action
that it may not legally take, and the System expends administrative or
legal fees in resolving the matter,the Member or Retiree who submits
• such an order will be required to reimburse the System for its
expenses in connection with the order.
2. Retiree Directed Payments.
3
The Board may, upon written request by a Retiree or by a dependent, when
authorized by a Retiree or the Retiree's Beneficiary, authorize the System to
withhold from the monthly retirement payment those funds that are necessary
to pay for the benefits being received through the City, to pay the certified
bargaining agent of the City, and to make any payments for child support or
alimony.
3. Exemption from Execution, Non-Assignability.
Except as otherwise provided by law, the pensions, annuities, or any other
benefits accrued or accruing to any person under the provisions of this
ordinance and the Accumulated Contributions and the cash securities in the
Fund created under this ordinance are hereby exempted from any state,
county or municipal tax and shall not be subject to execution, attachment,
garnishment or any legal process whatsoever and shall be unassignable.
SECTION 7: That the City of Okeechobee and Okeechobee Utility Authority
Employees' Retirement System, adopted pursuant to Ordinance No. 828, is hereby
amended by amending Section 23, Military Service Priorto Employment, subsection
1, to read as follows:
1. The Member contributes to the Fund the sum that he would have
contributed, based on his Salary and the Member contribution rate in effect
at the time that the Credited Service is requested, had he been a member of
the System for the years or fractional parts of years for which he is
requesting credit plus amounts actuarially determined such that the crediting
of service does not result in any cost to the Fund plus payment of costs for
all professional services rendered to the Board in connection with the
purchase of years of Credited Service.
SECTION 8: That the City of Okeechobee and Okeechobee Utility Authority
Employees' Retirement System, adopted pursuant to Ordinance No. 828, is hereby
amended by amending Section 25, Reemployment After Retirement, to read as
follows:
SECTION 25. REEMPLOYMENT AFTER RETIREMENT
- -
1. Any Retiree who is retired under this System, except for disability retirement
as previously provided for, may be reemployed by any public or private employer,
except the City, and may receive compensation from that employment without
limiting or restricting in any way the retirement benefits payable under this System.
Reemployment by the City shall be subject to the limitations set forth in this Section.
2. After Normal Retirement. Any Retiree who is retired under normal retirement
pursuant to this System and who is reemployed as a General Employee after that
Retirement and, by virtue of that reemployment, is eligible to participate in this
System, shall upon being reemployed continue receipt of benefits. Upon
reemployment, the Retiree shall be deemed to be fully vested and the additional
Credited Service accrued during the subsequent employment period shall be used
in computing a second benefit amount attributable to the subsequent employment
period, which benefit amount shall be added to the benefit determined upon the
initial retirement to determine the total benefit payable upon final Retirement.
Calculations of benefits upon Retirement shall be based upon the benefit accrual
rate, Average Final Compensation, and Credited Service as of that date and the
retirement benefit amount for any subsequent employment period shall be based
upon the benefit accrual rate, Average Final Compensation (based only on the
subsequent employment period and not including any period of DROP participation),
4
and Credited Service as of the date of subsequent retirement The amount of any
death or disability benefit received as a result of a subsequent period of employment
shall be reduced by the amount of accrued benefit eligible to be paid for a prior
period of employment. The optional form of benefit and any joint pensioner selected
• upon initial retirement shall not be subject to change upon subsequent retirement
except as otherwise provided herein, but the Member may select a different optional
form and joint pensioner applicable to the subsequent retirement benefit.
3. Any Retiree who is retired under normal retirement pursuant to this System
and who is reemployed by the City after that Retirement and, by virtue of that
reemployment is ineligible to participate in this System, shall, during the period of
such reemployment, continue to receive retirement benefits previously earned.
Former DROP participants shall begin receipt of benefits under these
circumstances.
4. After Early Retirement. Any Retiree who is retired under early retirement
pursuant to this System and who subsequently becomes an employee of the City
in any capacity, shall discontinue receipt of benefits from the System until the earlier
of termination of employment or such time as the reemployed Retiree reaches the
date that he would have been eligible for normal retirement under this System had
he continued employment and not elected early retirement. "Normal retirement"as
used in this subsection shall be the current normal retirement date provided for
under this System. A Retiree who returns to work under the provisions of this
Section shall not be eligible for membership in the System, and,therefore, shall not
accumulate additional Credited Service for subsequent periods of employment
described in this Section, shall not be required to make contributions to the System,
nor shall he be eligible for any other benefit other than the Retiree's early retirement
benefit when he again becomes eligible as provided herein. Retirement pursuant
to an early retirement incentive program shall be deemed early retirement for
purposes of this Section if the Member was permitted to retire prior to the customary
retirement date provided for in the System at the time of retirement.
5. Reemployment of Terminated Vested Persons. Reemployed terminated
vested persons shall not be subject to the provisions of this Section until such time
as they begin to actually receive benefits. Upon receipt of benefits, terminated
vested persons shall be treated as normal or early Retirees for purposes of applying
the provisions of this Section and their status as an early or normal Retiree shall be
determined by the date they elect to begin to receive their benefit.
6. DROP Participants. Members or retirees who are or were in the Deferred
Retirement Option Plan shall, following termination of employment after DROP
participation, have the options provided for in this section for reemployment.
SECTION 9: That the City of Okeechobee and Okeechobee Utility Authority
Employees' Retirement System, adopted pursuant to Ordinance No. 828, is hereby
amended by amending Section 27, Prior Government Service, subsection 1,to read
as follows:
1. The Member contributes to the Fund the sum that he would have
contributed based on his Salary and the Member contribution rate in effect
at the time that the Credited Service is requested, had he been a member
of the System for the years or fractional parts of years for which he is
requesting credit plus amounts actuarially determined such that the crediting
of service does not result in any cost to the Fund plus payment of costs for
all professional services rendered to the Board in connection with the
purchase of years of Credited Service.
SECTION 10: That the City of Okeechobee and Okeechobee Utility Authority
Employees' Retirement System, adopted pursuant to Ordinance No. 828, is hereby
amended by adding Section 28, Deferred Retirement Option Plan, to read as
follows:
SECTION 28. DEFERRED RETIREMENT OPTION PLAN.
1. Definitions.
As used in this Section 28, the following definitions apply:"
• A. "DROP" -- The City of Okeechobee General Employees' Deferred
Retirement Option Plan.
5
B. "DROP Account" -- The account established for each DROP
participant under subsection 3.
2. Participation.
A. Eligibility to Participate.
In lieu of terminating his employment as a General Employee, any
Member who is eligible for normal retirement under the System may
elect to defer receipt of such service retirement pension and to
participate in the DROP.
B. Election to Participate.
A Member's election to participate in the DROP must be made in
writing in a time and manner determined by the Board and shall be
effective on the first day of the first calendar month which is at least
fifteen (15) business days after it is received by the Board.
C. Period of Participation.
A Member who elects to participate in the DROP under subsection
2.B., shall participate in the DROP for a period not to exceed sixty
(60) months beginning at the time his election to participate in the
DROP first becomes effective. An election to participate in the DROP
shall constitute an irrevocable election to resign from the service of
the City not later than the date provided for in the previous sentence.
A Member may participate only once.
D. Termination of Participation.
(1) A Member's participation in the DROP shall cease at the
earlier of:
(a) the end of his permissible period of participation in the
DROP as determined under subsection 2.C.: or
(b) termination of his employment as a General Employee.
(2) Upon the Member's termination of participation in the DROP,
pursuant to subsection (a) above, all amounts provided for in
subsection 3.B., including monthly benefits and investment
earnings and losses or interest, shall cease to be transferred
from the System to his DROP Account. Any amounts
remaining in his DROP Account shall be paid to him in
accordance with the provisions of subsection 4. when he
terminates his employment as a General Employee.
(3) A Member who terminates his participation in the DROP under
this subsection 2.D. shall not be permitted to again become a
participant in the DROP.
E. Effect of DROP Participation on the System.
(1) A Member's Credited Service and his accrued benefit under
the System shall be determined on the date his election to
participate in the DROP first becomes effective. The Member
shall not accrue any additional Credited Service or any
additional benefits under the System(except for any additional
benefits provided under any cost-of-living adjustment for
Retirees in the System)while he is a participant in the DROP.
After a Member commences participation, he shall not be
permitted to again contribute to the System nor shall he be
eligible for disability or pre-retirement death benefits,except as
provided for in Section 25, Reemployment After Retirement.
(2) No amounts shall be paid to a Member from the System while
the Member is a participant in the DROP. Unless otherwise
specified in the System, if a Member's participation in the
DROP is terminated other than by terminating his employment
as a General Employee, no amounts shall be paid to him from
the System until he terminates his employment as a General
Employee. Unless otherwise specified in the System,amounts
transferred from the System to the Member's DROP Account
shall be paid directly to the Member only on the termination of
his employment as a General Employee.
3. FFuundin .
A. Establishment of DROP Account.
A DROP Account shall be established for each Member participating
in the DROP. A Member's DROP Account shall consist of amounts
6
transferred to the DROP under subsection 3.B., and earnings or
interest on those amounts.
B. Transfers From Retirement System.
• (1) As of the first day of each month of a Member's period of
participation in the DROP, the monthly retirement benefit he
would have received under the System had he terminated his
employment as a General Employee and elected to receive
monthly benefit payments thereunder shall be transferred to
his DROP Account, except as otherwise provided for in
subsection 2.D.(2). A Member's period of participation in the
DROP shall be determined in accordance with the provisions
of subsections 2.C. and 2.D., but in no event shall it continue
past the date he terminates his employment as a General
Employee.
C2) Except as otherwise provided in subsection 2.D.(2), a
Member's DROP Account under this subsection 3.B. shall be
debited or credited after each fiscal year quarter with either:
(a) Interest at an effective rate of six and one-half percent
(6.5%) per annum compounded monthly on the prior
month's ending balance; or
(b) Earnings, determined as follows:
The average daily balance in a Member's DROP
Account shall be credited or debited at a rate equal to
the net investment return realized by the System for
that quarter. "Net investment return"for the purpose of
this paragraph is the total return of the assets in which
the Member's DROP Account is invested by the Board
net of brokerage commissions, transaction costs and
management fees.
Upon electing participation in the DROP, the Member shall
elect to receive either interest or earnings on his account to be
determined as provided above. The Member may, in writing,
elect to change his election only once during his DROP
participation. An election to change must be made prior to the
end of a quarter and shall be effective beginning the following
quarter.
(3) A Member's DROP Account shall only be credited or debited
with earnings or interest and monthly benefits while the
Member is a participant in the DROP. A Member's final DROP
account value for distribution to the Member upon termination
of participation in the DROP shall be the value of the account
at the end of the quarter immediately preceding termination of
participation plus any monthly periodic additions made to the
DROP account subsequent to the end of the previous quarter
and prior to distribution. If a Member fails to terminate
employment after participating in the DROP for the permissible
period of DROP participation, then beginning with the
Member's 1st month of employment following the last month of
the permissible period of DROP participation, the Member's
DROP Account will no longer be credited or debited with
earnings or interest, nor will monthly benefits be transferred to
the DROP account. All such non-transferred amounts shall be
forfeited and continue to be forfeited while the Member is
employed by the City, and no cost-of-living adjustments shall
be applied to the Member's credit during such period of
continued employment. A Member employed by the City after
the permissible period of DROP participation will be eligible for
pre-retirement death and disability benefits, and will accrue
additional Credited Service, only as provided for in Section 25.
4. Distribution of DROP Accounts on Termination of Employment.
A. Eligibility for Benefits.
A Member shall receive the balance in his DROP Account in
accordance with the provisions of this subsection 4. upon his
termination of employment as a General Employee. Except as
provided in subsection 4.D., no amounts shall be paid to a Member
•
from the DROP prior to his termination of employment as a General
Employee.
7
B. Form of Distribution.
(1) Unless the Member elects otherwise, distribution of his DROP
Account shall be made in a lump sum, subject to the direct
rollover provisions set forth in subsection 4.G. A Member may,
however, elect, in such time and manner as the Board shall
prescribe, that his DROP distribution be used to purchase a
nonforfeitable fixed annuity payable in such form as the
Member may elect. Elections under this paragraph shall be in
writing and shall be made in such time or manner as the Board
shall determine. If the annuity form selected is not a qualified
joint and fifty percent(50%)survivor annuity with the Member's
Spouse as the Beneficiary,the annuity payable to the Member
and thereafter to his Beneficiary shall be subject to the
incidental death benefit rule as described in Section
401(a)(9)(G) of the Code and its applicable regulations.
(2) If a Member dies before his benefit is paid, his DROP Account
shall be paid to his Beneficiary in such optional form as his
Beneficiary may select. If no Beneficiary designation is made,
the DROP Account shall be distributed to the Member's estate.
C. Date of Payment of Distribution.
a) Except as otherwise provided in this subsection 4., distribution
of a Member's DROP Account shall be made as soon as
administratively practicable following the Member's termination
of employment.
(2) In lieu of a distribution as described in paragraph (1) above, a
Member may, in accordance with such procedures as the
Board shall prescribe, elect to have the distribution of his
DROP Account made as of the first day of any month
coincident with or following his termination of employment as
a General Employee: provided, however, payments shall be
made before the distribution date elected by the Member to the
extent necessary to comply with the provisions of subsections
4.D. and 4.F.
D. Age Seventy and One-Half(70-1/2) Required Distribution.
In no event shall the provisions of subsection 4. operate so as to allow
the distribution of a Member's DROP Account to be later than the April
1 following the later of the calendar year in which he terminates his
employment as a General Employee or he attains age seventy and
one-half (70-1/2). In the event a Member is required to receive
payment while in service under the provisions of this subsection D.,
he shall receive one lump sum payment on or before his required
beginning date equal to his entire DROP Account balance and annual
lump sum payments thereafter of amounts credited to his DROP
Account during each calendar year. Upon the Member's subsequent
termination of employment, payment of his DROP Account shall be
made in accordance with the provisions of subsection 4.B.
E. Proof of Death and Right of Beneficiary or Other Person.
The Board may require and rely upon such proof of death and such
evidence of the right of any Beneficiary or other person to receive the
value of a deceased Member's DROP Account as the Board may
deem proper and its determination of the right of that Beneficiary or
other person to receive payment shall be conclusive.
F. Distribution Limitation.
Notwithstanding any other provision of subsection 4., all distributions
from the DROP shall conform to the regulations issued under Section
401(a)(9) of the Code, including the incidental death benefit
provisions of Section 401(a)(9)(G) of the Code. Further, such
regulations shall override any DROP provision that is inconsistent with
Section 401(a)(9) of the Code.
G. Direct Rollover of Certain Distributions.
This subsection applies to distributions made on or after January 1,
2002. Notwithstanding any provision of the DROP to the contrary, a
distributee may elect to have any portion of an eligible rollover
distribution paid in a direct rollover as otherwise provided under the
System in Section 24.
5. Administration of DROP.
A. Board Administers the DROP.
8
The general administration of the DROP,the responsibility for carrying
out the provisions of the DROP and the responsibility of overseeing
the investment of the DROP's assets shall be placed in the Board.
• The members of the Board may appoint from their number such
subcommittees with such powers as they shall determine; may adopt
such administrative procedures and regulations as they deem
desirable for the conduct of their affairs; may authorize one or more
of their number or any agent to execute or deliver any instrument or
make any payment on their behalf; may retain counsel, employ
agents and provide for such clerical, accounting, actuarial and
consulting services as they may require in carrying out the provisions
of the DROP; and may allocate among themselves or delegate to
other persons all or such portion of their duties under the DROP,
other than those granted to them as Trustee under any trust
agreement adopted for use in implementing the DROP, as they, in
their sole discretion, shall decide. A Trustee shall not vote on any
question relating exclusively to himself.
B. Individual Accounts, Records and Reports.
The Board shall maintain records showing the operation and condition
of the DROP, including records showing the individual balances in
each Member's DROP Account, and the Board shall keep in
convenient form such data as may be necessary for the valuation of
the assets and liabilities of the DROP. The Board shall prepare and
distribute to Members participating in the DROP and other individuals
or file with the appropriate governmental agencies, as the case may
be, all necessary descriptions, reports, information returns, and data
required to be distributed or filed for the DROP pursuant to the Code
and any other applicable laws.
C. Establishment of Rules.
Subject to the limitations of the DROP, the Board from time to time
shall establish rules for the administration of the DROP and the
transaction of its business. The Board shall have discretionary
authority to construe and interpret the DROP(including but not limited
to determination of an individual's eligibility for DROP participation,
the right and amount of any benefit payable under the DROP and the
date on which any individual ceases to be a participant in the DROP).
The determination of the Board as to the interpretation of the DROP
or its determination of any disputed questions shall be conclusive and
final to the extent permitted by applicable law.
D. Limitation of Liability.
LU The Trustees shall not incur any liability individually or on
behalf of any other individuals for any act or failure to act,
made in good faith in relation to the DROP or the funds of the
DROP.
(2) Neither the Board nor any Trustee of the Board shall be
responsible for any reports furnished by any expert retained or
employed by the Board, but they shall be entitled to rely
thereon as well as on certificates furnished by an accountant
or an actuary, and on all opinions of counsel. The Board shall
be fully protected with respect to any action taken or suffered
by it in good faith in reliance upon such expert, accountant,
actuary or counsel, and all actions taken or suffered in such
reliance shall be conclusive upon any person with any interest
in the DROP.
6. General Provisions.
A. Amendment of DROP.
The DROP may be amended by an ordinance of the City at any time
and from time to time, and retroactively if deemed necessary or
appropriate, to amend in whole or in part any or all of the provisions
of the DROP. However, except as otherwise provided by law, no
amendment shall make it possible for any part of the DROP's funds
to be used for, or diverted to, purposes other than for the exclusive
•
benefit of persons entitled to benefits under the DROP. No
9
amendment shall be made which has the effect of decreasing the
balance of the DROP Account of any Member.
B. Facility of Payment.
If a Member or other person entitled to a benefit under the DROP is
unable to care for his affairs because of illness or accident or is a
minor, the Board shall direct that any benefit due him shall be made
only to a duly appointed legal representative. Any payment so made
shall be a complete discharge of the liabilities of the DROP for that
benefit.
C. Information.
Each Member, Beneficiary or other person entitled to a benefit, before
any benefit shall be payable to him or on his account under the
DROP, shall file with the Board the information that it shall require to
establish his rights and benefits under the DROP.
D. Prevention of Escheat.
If the Board cannot ascertain the whereabouts of any person to whom
a payment is due under the DROP, the Board may, no earlier than
three (3) years from the date such payment is due, mail a notice of
such due and owing payment to the last known address of such
person, as shown on the records of the Board or the City. If such
person has not made written claim therefor within three (3) months of
the date of the mailing, the Board may, if it so elects and upon
receiving advice from counsel to the System,direct that such payment
and all remaining payments otherwise due such person be canceled
on the records of the System. Upon such cancellation, the System
shall have no further liability therefor except that, in the event such
person or his Beneficiary later notifies the Board of his whereabouts
and requests the payment or payments due to him under the DROP,
the amount so applied shall be paid to him in accordance with the
provisions of the DROP.
E. Written Elections, Notification.
(1) Any elections, notifications or designations made by a Member
pursuant to the provisions of the DROP shall be made in
writing and filed with the Board in a time and manner
determined by the Board under rules uniformly applicable to all
employees similarly situated. The Board reserves the right to
change from time to time the manner for making notifications,
elections or designations by Members under the DROP if it
determines after due deliberation that such action is justified in
that it improves the administration of the DROP. In the event
of a conflict between the provisions for making an election,
notification or designation set forth in the DROP and such new
administrative procedures, those new administrative
procedures shall prevail.
(2) Each Member or Retiree who has a DROP Account shall be
responsible for furnishing the Board with his current address
and any subsequent changes in his address. Any notice
required to be given to a Member or Retiree hereunder shall
be deemed given if directed to him at the last such address
given to the Board and mailed by registered or certified United
States mail. If any check mailed by registered or certified
United States mail to such address is returned, mailing of
checks will be suspended until such time as the Member or
Retiree notifies the Board of his address.
F. Benefits Not Guaranteed.
All benefits payable to a Member from the DROP shall be paid only
from the assets of the Member's DROP Account and neither the City
nor the Board shall have any duty or liability to furnish the DROP with
any funds, securities or other assets except to the extent required by
any applicable law.
G. Construction.
(1) The DROP shall be construed, regulated and administered
under the laws of Florida, except where other applicable law
controls.
10
(2) The titles and headings of the subsections in this Section 28
are for convenience only. In the case of ambiguity or
inconsistency, the text rather than the titles or headings shall
control.
• H. Forfeiture of Retirement Benefits.
Nothing in this Section shall be construed to remove DROP
participants from the application of any forfeiture provisions applicable
to the System. DROP participants shall be subject to forfeiture of all
retirement benefits, including DROP benefits.
I. Effect of DROP Participation on Employment.
Participation in the DROP is not a guarantee of employment and
DROP participants shall be subject to the same employment
standards and policies that are applicable to employees who are not
DROP participants.
SECTION 2: All Ordinances or parts of Ordinances in conflict herewith be and the
same are hereby repealed.
SECTION 3: If any section, subsection, sentence, clause, phrase of this ordinance,
or the particular application thereof shall be held invalid by any court, administrative
agency, or other body with appropriate jurisdiction, the remaining section,
subsection, sentences, clauses, or phrases under application shall not be affected
thereby.
SECTION 4: That this Ordinance shall become effective upon adoption.
Introduced on first reading and set for public hearing this 15th day of March, 2005.
J ,,' s E. Kirk, Mayor
ATTEST:
M OntAltte-
Lane GamMC, City Clerk
PASSED on second and final reading this 5th day of April, 2005.
J es E. Kirk, ayor
ATTEST:
leddict G
Lane Gamio ea, CMC, City Clerk
APPROVED FOR LEGAL SUFFICIENCY:
John . Cook, City Attorney
•
bm\ok\g en\02-17-05.ord
11