May 18, 1993f:
Board of County Commissioners
May 18, 1993
Christopher W. Chinault
County Administrator
304 NW 2nd Street
Okeechobee, FL 34972
Dear Mr. Chinault:
I have received four (4) original signed contracts from Deighan
Appraisal Associates, Inc., to provide for the appraisal of the
City Water System. By way of this letter I am transmitting a copy
to the City and County staff for review before signature.
I have transmitted the four (4) originals to SFWMD, Kim Love, for
the District's signature. Upon their return, I will submit the
originals to the City and then to the Commissioners.
The purpose of the copies being sent now is to give time for review
so when the originals do come back, there should be no delays in
getting signatures locally.
Si rely,
avid R vera
Finan Director
cc:
Charles Harvey
John Cassels
Jim Kirk
John Drago
John Cook
Jack Crahan
Skip Harvey
Okeechobee County
fSEAL
1917
304 N.W. 2nd Street, Room 106
OKEECHOBEE, FLORIDA 34972
(813) 763 -6441
Fax 763 -9529
Susan B. Hughes Tommy Close Clif Betts, Jr. Stephen Porter Charles W. Harvey Christopher W. Chinault
District 1 District 2 District 3 District 4 District 5 County Administrator
Board of County Commissioners
Okeechobee County
May 18, 1993
Kim Love
South Florida Water Management
District
3301 Gun Club Road
West Palm Beach, FL 33416 -4680
Dear Ms. Love:
Enclosed are four (4) originals of a contract between Deighan
Appraisal Associates, Inc., and Okeechobee County for the appraisal
of the City Water System. The District is not a party to the
contract. However, as the District has an interest in the project
and all of the parties involved will be asked to show concurrence
and approval for the contract and the scope, you are asked to have
these documents reviewed and signed by the appropriate individual.
Please forward all four (4) originals to me as soon as possible so
this process can be finalized and the work can begin. I will pick
them up at your office when completed.
If you have any questions, please contact me.
Sincerely,
vid J ivftra
Finance irector
cc:
Charles Harvey
Christopher W. Chinault
John Drago
James Kirk
Jack Crahan
Skip Harvey
iiiiiiiiii
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J y i y
1917
0 11 1 111 1
304 N.W. 2nd Street, Room 106
OKEECHOBEE, FLORIDA 34972
(813) 763 -6441
Fax 763 -9529
Susan B. Hughes Tommy Close Clif Betts, Jr. Stephen Porter Charles W. Harvey Christopher W. Chinault
District 1 District 2 District 3 District 4 District 5 County Administrator
,:TAT ERT. CEN.
JACK ERAHAN, MAI
500013:1
DANIEL K. DEIGHAN, MAI
54444244
LINDA HOTCHKISS, SRA
50440113
L BURL WILSON.JR. MAI
00044!13
P. L ROCKWELL, TREAS.
May 14,1993
David J. Rivera, Finance Director
Okeechobee County
304 N.W. 2nd Street, Room 106
Okeechobee, Florida 34972
RE: Appraisal Contract
City of Okeechobee Water and Sewer Utility System
Dear Dave:
I am enclosing four (4) signed contracts for your review and execution. As you
requested in your letter of May 10, 1993, the contract includes the scope of
services and fee structure previously presented. The distribution list is also
made a part of the contract.
We are prepared to go forward with the assignment when you notify us to
proceed. Thank you for the opportunity to offer our firm's services to
Okeechobee County.
Sincerely,
DEIGHAN APPRAISAL ASSOCIATES, INC.
ack Crahan, MAI
Encl.
JC/ tm/ agree.doc
DEIGHAN APPRAISAL ASSOCIATES, INC
cc: Chris Chinault
John Drago
Charles W. Harvey
James Kirk
Skip Harvey
REAL ESTATE ANALYSTS AND CONSULTANTS
2000 S.E PORT ST. LUCIE BOULEVARD, SUITEA
PORT ST LUCIE, FLORIDA 34952
(407) 335 -1405 FAX 0(407) 335 -1423
REPLY TO:
PORT ST. LUCIE
544 EAST OCEAN BOULEVARD
STUART, FLORIDA 34554
(407)335.1405
764 NORTH PEDERAL HIGHWAY
THE HOYT CENTER SUITE 211 A
NORTH PALM BEACH, PL 33400
(417) 427.3557
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AGREEMENT FOR APPRAISAL SERVICES
THIS AGREEMENT is made on this day of 1993, by and between
DEIGHAN APPRAISAL ASSOCIATES, INC., of Port St. Lucie, Florida (hereinafter referred
to as "CONSULTANT and the Board of County Commissioners of Okeechobee County,
Florida, hereinafter referred to as "COUNTY
WHEREAS, the COUNTY desires to form a regional utility authority; and,
WHEREAS, the COUNTY desires to retain appraisers who have special and unique
experience in the appraisal of water and waste water utilities to be acquired from the City of
Okeechobee for said regional system; and,
WHEREAS, the CONSULTANT represents that it has experience in the preparation of
property valuation in accordance with South Florida Water Management District appraisal
guidelines, and the COUNTY, in reliance on such representation, finds it in the public
interest to employ the CONSULTANT.
NOW, THEREFORE, IN CONSIDERATION OF THE PREMISES AND THE MUTUAL
COVENANTS AND AGREEMENTS CONTAINED HEREIN, IT IS AGREED AS FOLLOWS:
A. General: The COUNTY and the CONSULTANT agree that the following
provisions shall apply to the work to be performed under this AGREEMENT.
1. Employment of CONSULTANT: The COUNTY hereby agrees to engage the
CONSULTANT, and the CONSULTANT hereby agrees to perform such
professional services as are necessary to accomplish the work described in
Exhibit "A which is attached hereto and made a part hereof.
2. Compensation: For basic services described in Exhibit "A" hereto, the
CONSULTANTS compensation shall be computed on the basis set forth in
Exhibit "B which is attached hereto and incorporated herein by reference. All
fees shall be due and payable monthly. The amount due shall be determined as
the costs are incurred for services performed in proportion to the work
completed to the initial work for services to be performed.
3. Rieht -to -work Products: No reports or other material produced either in
whole or in part under this AGREEMENT shall be subject to copyright by the
CONSULTANT, in the United States or any other country. The COUNTY or its
assignee shall have the unrestricted authority to publish, disclose, distribute,
and otherwise use in whole or in part, any reports, data programs, or other
materials prepared under this AGREEMENT. Any final writings, maps, charts,
reports, computer programs, and drawings prepared under this AGREEMENT
shall become the property of the COUNTY after completion and final payment.
4. Personnel: The CONSULTANT shall maintain an adequate and competent
professional staff, within the State of Florida; and may consult a specialist, for
the purpose of its services hereunder, without additional cost to the COUNTY,
other then those costs negotiated within the limits and terms of this
AGREEMENT. Should the consultant desire to utilize specialists, the consultant
is fully responsible for satisfactory completion of all subcontract work. The
CONSULTANT, however, shall not sublet, assign or transfer any work under
this AGREEMENT to other than WILLIAMS, HATFIELD STONER, INC.
without the written consent of the COUNTY. All personnel engaged in work
under this AGREEMENT shall be qualified to perform such work and
authorized under State and local law to perform such work. Personnel who
performs the services under this AGREEMENT shall not be employees of or
have contractual relationship with the COUNTY. Subconsultants employed
under the above conditions will permit the COUNTY all the rights and
privileges of this contract, including, but not limited to, the COUNTY'S right to
secure materials or services from the subconsultant which might be a part of the
subconsultant's work production.
5. Responsibilities of the COUNTY:
A. The COUNTY hereby convenants and agrees to promptly pay the fees to
the CONSULTANT in the amounts and at the time specified herein.
B. The COUNTY hereby agrees that payment as provided herein shall be
made for said work within 30 days from the date the invoice for same is
mailed to the COUNTY at the address set forth in the AGREEMENT or
as otherwise delivered to the COUNTY. The COUNTY hereby agrees
that the amount represented by unpaid invoices shall accrue interest
until paid at 1 per month beginning the 30th day after the invoice is
mailed or otherwise delivered to the COUNTY. CONSULTANT may,
after giving seven (7) days written notice to the COUNTY, suspend
services until he had been paid in full all amounts due.
C. For any sales tax that is applicable to any portion of services provided
under this AGREEMENT, COUNTY agrees to pay such tax, in addition
to the fees outlined herein.
D. The COUNTY will appoint a single representative with respect to work
to be performed under this AGREEMENT. This representative shall
have the authority transmit instructions, receive information, interpret
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10. Termination:
and define the COUNTY'S policy and decisions pertinent to the work
covered by this AGREEMENT.
6. Responsibilities of CONSULTANT:
A. The CONSULTANT shall be responsible for the professional quality,
technical accuracy, timely completion, and coordination of all reports
and other services furnished by the CONSULTANT under this
AGREEMENT. The CONSULTANT shall, without additional
compensation, correct or revise any errors or deficiencies in its reports
and other services. If the COUNTY requires the CONSULTANT to
revise finished work which has been satisfactory completed, the
CONSULTANT shall not commence work on the revisions until the
COUNTY and the CONSULTANT enter into a written AGREEMENT
which establishes the amount of compensation for the revisions.
B. Completion: Upon the satisfactory completion of the work
performed hereunder, at the time of the final payment of this
AGREEMENT, and as a condition president thereto, the CONSULTANT
shall examine and deliver to the COUNTY a release of all claims for
compensation against the COUNTY arising under or by virtue of this
AGREEMENT.
7. Plans and Documents: All reports, studies and documents prepared by the
CONSULTANT shall bear the endorsement and seal of a person and the
employee of the CONSULTANT who is fully registered in the appropriate
professional category.
8. Notices to Proceed: The CONSULTANT shall not commence work upon the
appraisal until it receives a written notice to proceed.
9. Schedule: The CONSULTANT understands and agrees that after receipt of
notice to proceed, the CONSULTANT will complete the work within 150
calendar days. The schedule includes a reasonable time required for COUNTY
review. The schedule assumes timely provision of data by the COUNTY to the
CONSULTANT and assumes that all data and information provided by the
COUNTY and other public agencies is accurate and complete.
A. If, through any cause, the CONSULTANT or COUNTY shall fail to fulfill
in a timely manner their obligations under this AGREEMENT, or if the
CONSULTANT or the COUNTY shall violate, any of the covenants,
3
agreements, or stipulations of this AGREEMENT, the COUNTY or the
CONSULTANT shall have a right to terminate this AGREEMENT by
written notice of such termination. In the event of termination by either
party, the CONSULTANT shall be paid an amount which bears the same
ratio to the total services of the CONSULTANT covered by this
AGREEMENT, less payments of compensation previously made.
B. The obligation to provide further services under this AGREEMENT may
be terminated by either party upon 30 days' written notice by either
party. In the event of any termination, CONSULTANT will be paid for
all services rendered to the date of termination, all reimbursable
expenses and termination expenses.
11. Modification: The COUNTY may from time to time require modification
in the CONSULTANTS scope of services to be performed under this
AGREEMENT. An increase in compensation for the CONSULTANT or
modifications of scope of services in this AGREEMENT must receive written
approval from the COUNTY prior to the time the additional work is
undertaken, and shall be incorporated in written amendments to the
AGREEMENT.
12. Waiver: The waiver by the COUNTY of any of the CONSULTANTS
obligations or duties under this AGREEMENT shall not constitute a waiver of
any other obligations or duties of the CONSULTANT under this AGREEMENT.
The waiver by the CONSULTANT of any of the COUNTY'S obligations or
duties under this AGREEMENT shall not constitute a waiver of any other
obligations or duties of the CONSULTANT under this AGREEMENT.
13. Entirety: This AGREEMENT represents the understanding between the
parties in its entirety and no other agreements, either oral or written, exist
between the CONSULTANT and COUNTY.
14. Interest of Employees or Officers of COUNTY and Others: No officer or
employee of the COUNTY and no members of its governing body shall
participate in any decision relating to this AGREEMENT which effects his
personal interest or have any personal or pecuniary interest, direct or indirect,
in this AGREEMENT or the subject property to be appraised.
15. Interest of Consultant: The CONSULTANT covenants that it presently has
no interest and shall not require any interest, direct or indirect which would
conflict in any manner or degree with the performance of services required to
be performed under this AGREEMENT. The CONSULTANT further
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this paragraph. For the present, the parties designate the following as a
respective place for giving of notice, to wit
For COUNTY: Chris ,chinault, County Administrator,
Board of County Commissioners
Okeechobee County
304 NW 2nd Street
Okeechobee, Florida 34972
For CONSULTANT: Jack Crahan, MAI
Deighan Appraisal Associates, Inc.
2000 S.E. Port St. Lucie Boulevard
Port St Lucie, Florida 34952
As part of this AGREEMENT copies of all correspondence are to be distributed
as follows:
Chris Chinault
County Administrator
304 NW 2nd Street
Okeechobee, FL 34972
FAX (813) 763 -6441
Charles W. Harvey, Chairman
304 NW 2nd Street
Okeechobee, FL 34972
FAX (813) 763 -9529
Phone (813) 763 -6441
Jack Crahan, MAI
Deighan Appraisal Associates, Inc.
2000 SE Port St Lucie Blvd.
Port St Lucie, FL 34952
FAX (407) 335 -1423
Phone (407) 335 -1405
6
John Drago
City Administrator
55 SE 3rd Avenue
Okeechobee, FL 34974
FAX (813) 763 -3372
James Kirk, Mayor
55 SE 3rd Avenue
Okeechobee, FL 34974
FAX (813) 763 -1686
Phone (813) 763 -3372
Skip Harvey
Williams, Hatfield Stoner, Inc.
1948 SE Port St. Lucie Boulevard
Port St. Lucie, Florida 34952
FAX (407) 335 -0301
Phone (407) 335 -0300
20. Law Governine: This AGREEMENT shall be governed by construed in
accordance with the laws of the State of Florida.
21. The Severability: If any portions of this AGREEMENT shall be held invalid
or unenforceable, such invalidity or unenforceability shall not effect any other
provision hereof, and this AGREEMENT shall be construed and enforced as if
such provisions had not been included.
convenants that in the performance of this AGREEMENT, no person having any
such interest shall be employed.
16. Contingent Fees: The CONSULTANT warrants that no person or company
was employed or retained to solicit or secure this contract upon an
AGREEMENT or understanding for a commission, percentage, brokerage, or
contingency, excepting bonafide employee; nor has the contractor paid or
agreed to pay any person, company, corporation, individual or firm other then
a bonafide employee, any fee, commission, contribution, donation, percentage,
gift, or any other consideration, contingent upon, or resulting from award of
this contract. For any breech or violation of this provision, the COUNTY shall
have the right of termination under paragraph 10.
17. Warranties and Attorney's Fees: The CONSULTANT warrants that its services
are to be performed, within the limits prescribed by the COUNTY and the
Uniform Standards of Professional Appraisal Practice. No other warranty or
representation, either expressed or implied, is in included or intended in our
proposals, contracts, reports, or services. Should it become necessary for the
CONSULTANT to employ an attorney to enforce the terms of this
AGREEMENT, it shall receive reasonable attorney's fees and costs (including
fees for appellate proceedings).
18. Insurance and Liability: The CONSULTANT shall provide appropriate
insurance coverages. The CONSULANT's liability to the COUNTY for any and
all damages arising in any way out of the performance of this contract is limited
to the dollar amount of fees earned by the CONSULTANT under this contract.
In no event shall the CONSULTANT be liable for any indirect, special or
consequential loss or damage arising out of the performance of services
hereunder.
In the event the COUNTY makes a claim against the CONSULTANT at law or
otherwise for any alleged error, omission or other act arising out of the
performance of the professional services contracted for herein and the COUNTY
fails to provide such claim, then the COUNTY shall pay all costs, including
attorneys' fees, which shall include fees for appellate proceedings, if any,
incurred by the CONSULTANT in defending itself against said claim.
19. Notices: Whenever either party desires to give notice unto the other, it
must be given by written notice, sent by registered United States mail, with
return receipt requested, addressed to the party for whom it is intended, at the
place last specified and the place for giving of notice shall remain such until it
shall have been changed by written notice in compliance with the provisions of
5
This AGREEMENT, including all exhibits and work authorizations which are
referred to herein, is the entire understanding of the parties hereto with respect
to this AGREEMENT and subsequent work authorizations. Said AGREEMENT
may not be modified, amended or terminated by either party except by written
instrument executed by both parties or their lawful representatives, successors
or assigns.
IN WITNESS WHEREOF, the parties hereto have caused these presents to be executed by
their duly authorized officers, and their official seals hereto affixed, the day and year first
above written.
FOR THE CONSULTANT
By:
Deiglii'an Appraisal Associates, Inc.
Att.,4Akixr
FOR THE CITY
FOR THE COUNTY
By:
Charles Harvey
Board of County Commissionerse
Okeechobee County, Florida
Attest
Clerk
APPROVED AS TO FORM AND CONTENT, AND TO ASSIST IN COMPLYING WITH THE
PROCESSES SET FORTH
By:
John Cook, City Attorney
Attorney
agree.doc
By:
James Kirk, Major
Attest
Clerk
FOR SOUTH FLORIDA WATER MANAGEMENT DISTRICT
APPROVED AS TO FORM AND CONTENT, AND TO PROVIDE FUNDING VIA THE
COOPERATIVE AGREEMENT 3 -233 AS AMENDED, TASK 2.1.
By:
Attest
EXHIBIT "A"
VALUATION OF CITY OF OKEECHOBEE UTILITY SYSTEM
SCOPE OF THE ASSIGNMENT PROCEDURAL OUTLINE
SUBMITTED BY:
JACK CRAHAN, MAI
STATE -CERT. GEN APPR. #0000383
DEIGHAN APPRAISAL ASSOCIATES, INC.
2000 SE PORT ST. LUCIE BOULEVARD
PORT ST. LUCIE, FLORIDA 34952
SCOPE OF THE APPRAISAL
The scope of the appraisal is to estimate the Market Value of the Fee
Simple Estate interest in the City of Okeechobee utility system, as of a
given date. After concluding the market value of the fee simple estate,
the appraiser allocates this to other specific ownership interests which are
identified and discussed later in this text.
Property Description The subject property consists of a water and
sewer utility owned by the City of Okeechobee. The utility has about
4,100 water customers, 1,350 of whom are also served by sewage
treatment facilities. The system supplies water to the Okeechobee Beach
Water Association. However, the contract for this purpose expires in 1994.
Water for the system is supplied by a 3.2 -MGD capacity, surface water
plant. The City of Okeechobee is in the process of developing, in two-
phases, a groundwater, two-MGD plant. A 0.6 -MGD plant also provides
sewage treatment. Plans are underway to expand the wastewater
treatment plant to 1.3 -MGD.
1
Components of the system vary in age, ranging from about 65 years to
new. Thus some of the system's structures are reaching the end of their life
expectancy. Some of the system's components are new, under
construction, or were recently rehabilitated.
Definitions In valuing the utility, the appraiser must first identify and
define the type of value most appropriate to the subject system, then
base his valuation upon its stipulations. In this regard, based on the
subject utility and its characteristics, the appraiser seeks its MARKET VALUE,
which is defined as follows:
'The most probable price which a properly should bring in a
competitive and open market, under all conditions requisite to
a fair sale, the buyer and seller each acting prudently and
knowledgeably, and assuming the price is not affected by
undue stimulus. Implicit in this definition is the consummation of
a sale as of a specified date and the passing of title from seller
to buyer, under conditions whereby:
a) buyer and seller are typically motivated;
b) each party is well informed or well advised, and acting in
what he considers his own best interests;
c) a reasonable time is allowed for exposure in the open
market;
d) payment is made in terms of cash in United States dollars, or
in terms of financial arrangements comparable thereto; and
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e) the price represents the normal consideration for the
property sold unaffected by special or creative financing or sales
concessions granted by anyone associated with the sale."
(Source: Uniform Standards of Professional Appraisal Practice,
1990, The Appraisal Foundation.)
Note: This definition of "Market Value" reflects terminology currently in use
by leading professional appraisal organizations and, consistent with the
collateral requirements of the lending industry, the need to obtain the
most probable selling price should the property be placed on the market
under the conditions herein specified.
Likewise, the interest appraised must also be defined. For this assignment
the interest appraised is the FEE SIMPLE ESTATE:
"which is absolute ownership unencumbered by any other
interest or estate; subject only to the limitations of eminent
domain, escheat, police power and taxation."
(Source: The Dictionary of Real Estate Appraisal (1984)
Once the fee simple estate value is concluded, it will be allocated
among specified ownership interests.
The Date of Appraised Value is identified as the last date upon which the
subject utility will have been physically inspected by the appraiser valuing
the system.
3
PROCEDURAL OUTLINE
Data CoI!ectIon This includes a general study of the Okeechobee
environs as a whole, identification of the specific area which the system
now serves, and would likely serve, and forecasts of population growth
and analysis of trends impacting the utility system. Projected utility
connections to the subject would also be based on establishment of
existing capacity, volumetric usage and other evidence from the existing
reports on the system, and input from experts familiar with utilities.
Data specific to the subject utility will also be analyzed, including City
Atlas drawings, construction diagrams, operation and maintenance
reports, inspection reports on system conditions, repair and rehabilitation
studies, agency permit applications /approvals, expansion /improvement
plans and historical cost summaries. From these data, the engineer will
develop quantity estimates of existing facilities, including current and
proposed projects. City and County officials are to agree to a listing of
assets, compiled from the foregoing analysis, which are contained in or
are part of the subject system.
The appraiser and engineer will physically inspect the subject property,
assessing the general overall condition of the components, identifying
needed repairs or deficiencies, reviewing current treatment qualities and
evaluating the system for compliance with current municipal /agency
standards.
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The Valuation The appraiser is required to consider all available and
accepted appraisal methodologies, which include the Cost, Sales
Comparison and Income Approaches to Value.
1. The Cost Approach is based on the premise that the value of a
property can be derived by adding the estimated value of the land to
the current cost of constructing a replacement for the improvements and
then subtracting the amount of depreciation (Le. deterioration and
obsolescence) due to all causes.
a) Vacant Land: The appraiser uses the Direct Sales Comparison
Approach to value the land pertinent to the physical components
(plants, etc.) of the utility. With this method, sales of similar or
comparable parcels are analyzed, compared, and adjusted to
provide a value indication for the land being appraised. This
approach best reflects market behavior and is the most common
technique for valuing land.
b) Improvements: A replacement cost of the system's
components. including the proposed water treatment facility and
proposed wastewater treatment plant expansion, will be
developed. The replacement cost estimate will include "soft costs
such as engineering, management and overhead.
To conclude depreciation, the engineer will estimate the remaining
operating life of the components. The remaining operating life of the
system's major components will be based primarily upon a review and
5
evaluation of the City's existing maintenance and repair records.
Historical evidence of continuing maintenance efforts to prolong system
life will be identified. Professional judgements and experience will be
used for comparisons against accepted municipal standards and
practices for similar systems of age and type. Overall system inspections
will be conducted, along with city staff, of the systems' major
components. Efforts will be focused on determining representative
conditions which are typical of the system. A small amount of pipeline
samples or coupons would be taken by city staff for evaluation and
review. This would supplement any existing data from previous sampling
or repair work.
For example, if a 20- year -old pump has a typical life of 25 years and the
engineer estimates a remaining operating life of 10 years, then the pump
is estimated to have an effective age of 15 years. It would thus be
considered to have depreciated 60
15 years effective age
25 years operating life]
0.60
In the above procedure, a component may be considered to be at the
end of its operating life, but is not penalized for outlasting its typical life
expectancy. The engineer will also develop cost estimates for
repairs /rehabilitation work of identified components of the system. These
cost estimates will account for any restoration work required due to
deterioration from deferred maintenance.
6
The replacement cost estimate, less depreciation, will be added to the
value of the land as vacant, to value the system by the Cost Approach.
Note: To properly complete the analysis by this
approach, the appraiser and engineer will need additional
information on the following:
[a] detailed, itemized accounting of funds spent for the
proposed water treatment facility, as well as budgets
reflecting unfinished and incomplete work;
[b] time line of costs for any other ongoing projects relative to or
within the system
[c
approximate land area and location of the new water
treatment site; further, if any new well sites are to be located
on -site, where fee simple title is to be retained by the City,
then language reflecting the leasehold interest or easement
must be furnished
[d] decision about the consideration of the abandoned sewer
treatment plant in the valuation; either to include the
pumping station and required supporting land (size agreed
upon) only, or existing land site plus salvage value of the
abandoned plant components
[e] determination of the location and dimensions of the site area
included with the water towers
[f]
decision regarding the inclusion of the operations center, also
known as the water maintenance barn, in this valuation, with
identification of the specific dimensions of the site to be
included
2. The Sales Comparison Approach will be considered; however, due
to dissimilarities from the subject among the utilities which have sold, the
transactions are not considered reliable indicators of value. We will
review our records and update our research on a state -wide basis in an
attempt to locate transactions involving any utilities similar to the subject.
If found, they will be considered in the final report; however, without the
additional data now in -hand, we state here that the 'final report will likely
express the conclusion that this method of valuation was not applicable
to this assignment.
3. The Income Approach analyzes a property's capacity to generate
benefits and converts these benefits into an indication of value. The
appraiser will develop an estimate of the utility's revenues and expenses
to arrive at a net operating income.
Input for this pro forma will come from analysis of all available and
pertinent data, including City of Okeechobee budgets for operation and
maintenance, repair /rehabilitation cost estimates from the engineer, and
the documents listed in the Addenda. The analysis, plus interviews with
8
City officials, will assist in evaluating the impact on the pro forma of the
utility not being part of the City.
To test the reasonableness of the resulting rates, income, and expense
forecasts, the appraiser will verify them through a review of the same
items in surrounding and like -size utility systems, making modifications, if
necessary.
The appraiser will convert the ensuing cash flow stream to derive a value
of the subject system's debt and equity components. Discount rates will
be estimated from market analysis of current rates of retum for both
municipal debt and equity. This procedure will yield a value of the utility
by the Income Approach.
Reconciliation The appraiser will examine the strengths and
weaknesses of each approach and conclude a value which is unbiased
and representative of the defined value sought. In this process both the
quality and quantity of information will be considered in concluding the
final value of the fee simple interest of the subject. In any appraisal,
reconciliation involves the "analysis of alternative conclusions to arrive a
final value estimate." In this regard, the appraiser reviews the entire
appraisal, examines differences occurring among diverse analytical
approaches and their conclusions, then makes an effort to resolve the
inconsistencies to generate a final, reasonable conclusion of value.
Allocation The fee simple interest value represents the value of all the
interests, which include rate payers [or customers of the utility], bond
9
holders [debt], and the City per se. In the Allocation process, the debt
interest of the subject is derived by discounting the expected cash flow
stream to the bond holders.
The equity interest of the city is measured by discounting the difference
between the system's cash flow and the distribution to the bond holders.
The rate payers' interest is measured as the difference between the
depreciated cost approach value, less the bond holders' and city's equity
interests.
The following is a preliminary indication of the sources considered in the
appraisal of the Okeechobee utility system.
Preliminary Bibliociraphy: To minimize duplication of expenses, the
appraisal process considers the following documents:
"Resolution #89 5 (updated listing) Listing of Utility Rates"
"Comparison Analysis Water and Sewer Options Okeechobee area
Water and Sewer Task Force Final Report, 8/1991," PMG Associates, inc.
"City of Okeechobee Utility Rate Study," dated 12/91, PMG Associates,
inc.
Proposed $5,000,000 bond for the City of Okeechobee, "Water and Sewer
Refunding Revenue" Bond Series 1992A.
Reese Macon Associates Utility Atlas Drawings and Maps
"Hydraulic Analysis of the Water System"
"Proposed Water Treatment Plant
Construction Plans"
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Knepper Willard, Inc.
"PMG Financial Pre -1981 Financial Record Study'
1987, 1989, and 1992 Bond Documents
"Capital Improvement Needs" [identified in
Master Plan and City Budget]
"Upgrading the Existing Water Treatment
Plant" report
Wastewater System Master Plan
Capital Improvement Needs [identified in
Master Plan and City Budget]
Preliminary Engineering Report "Expansion
of Wastewater Treatment Plant"
Various Plans for Wastewater System
Extensions
Independent Auditors' Report Hill, Barth King, dated 2/10/92, "City of
Okeechobee Utility System Financial Analysis" prepared by PMG Assocs.
"Governance Alternatives to Provide Regional Water and Wastewater
Services and Facilities to the Urbanized Areas of Southern Okeechobee
County' Nabors, Giblin, et al, report dated July 8, 1992
Miscellaneous inspection reports on the system conditions of the City of
Okeechobee Water and Sewer Utility
Updated Comprehensive Plan [Water and Wastewater Elements]
NOTE: Data from the identified documents will be relied upon.
However, the information will be checked for reasonableness.
Any independent conclusions used will be based upon the
appraiser's Judgement and expertise.
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Original Fee
Additional Services of Consultants
EXHIBIT "B"
Summary Outline of Okeechobee's Utility Appraisal Fee
Plus Additional Services of Consultants
Appraisal of System (Including Report Preparation) $36,000
Engineering Support For System Appraisal
A) Replacement Cost Estimate
B) Repairs /Rehab. Cost Estimate
C) Capacity Analysis
D) 0 M Cost Review $19,500
Sub Total $55,500
Engineer's fee to allow for supplemental system
inspections including selected representative samples
of basic components for pump test, pressure /flow
tests, etc. $11,500
Engineer's fee for expanded draft appraisal review
process including two additional meetings. 2,000
Appraiser's fee for expanded draft appraisal review
process including two meetings, and revised
documentation. 2,400
Total $71,400